JQ
Jeffery J. Quick
PALADIN FINANCIAL
Arden Hills, MN 55126
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CRD#: 6642718
JQ
Professional summary
Jeffery James Quick, who also goes by Jeff Quick, is a registered financial advisor currently at PALADIN FINANCIAL located in Arden Hills, Minnesota and GRADIENT SECURITIES, LLC located in Arden Hills, Minnesota.
Jeffery is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Jeffery has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Quick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PATHWAY RETIREMENT PLANNERS, INC; INV RELATED; 6713 105TH TRAIL NORTH, MINNEAPOLIS, MN 55445; ENTITY USED FOR INSURANCE; OWNER; START 02/2013; 0 HOURSPER MONTH; NONE DURING SECURITIES TRADING HOURS; NO LONGER USED FOR BUSINESS, MAY RECEIVED COMMISSIONS FROM EXISTING CLIENTS. 2. PALADIN FINANCIAL;INVESTMENT RELATED; 4105 LEXINGTON AVE N, STE 230, ARDEN HILLS, MN 55126; INVESTMENT ADVISOR; START 01/2021; 160 HOURS PER MONTH; 140 DURING SECURITIESTRADING HOURS; INVESTMENT ADVISORY SERVICES. 3. PALADIN INSURANCE, LLC; INVESTMENT RELATED; 4105 LEXINGTON AVE N, STE 230, ARDEN HILLS, MN 55126; INSURANCE;INSURANCE AGENT; START DATE 01/2021; 160 HOURS PER MONTH; 140 HOURS DURING SECURITIES TRADING HOURS. 4.GRADIENT SECURITIES, LLC; INVESTEMENT RELATED;4105 LEXINGTON AVE N, ARDEN HILLS, MN 55126; REGISTERED REPRESENTATIVE; START DATE 01/2021; 160 HOURS PER MONTH; 140 HOURS DURING SECURITIES TRADINGHOURS. 5. PALADIN LEGAL SERVICES, LLC; INV RELATED; 4105 LEXINGTON AVE N, SUITE 230, ARDEN HILLS, MN 55126; ADMIN, SALES, MARKETING; START 08/2024; 5 HOURS PERMONTH; 0 HOURS DURING SECURITIES TRADING HOURS; PROVIDES ADMINISTRATIVE SERVICES FOR ESTATE PLANNING. 6. JQ WEALTH MANAGEMENT; NO; ARDEN HILLS, MN;PRESIDENT; START 09/2024; 0 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; S-CORPORATION USED FOR ACCOUNTING PURPOSES.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffery James Quick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2021 - Present
PALADIN FINANCIAL
Office #1: 4105 Lexington Avenue North, Suite 230, Arden Hills, MN 55126RIA
CRD#: 288387
Arden Hills, MN
Current
January 19, 2021 - Present
GRADIENT SECURITIES, LLC
Office #1: 4105 Lexington Ave N Suite 230, Arden Hills, MN 55126RIA
BD
CRD#: 127701
Arden Hills, MN
Past
November 14, 2016 - January 25, 2021
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
MINNETONKA, MN
Past
June 10, 2016 - January 25, 2021
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
MINNETONKA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PALADIN FINANCIAL
LORD'S FINANCIAL PLANNING | PALADIN WEALTH, LLC | PALADIN WEALTH | PALADIN FINANCIAL
CRD#: 288387 / SEC#: 801-128300
RIA
Registered Investment Advisory firm - (7/7/2023 Approved)Kansas
Registered Investment Advisory firm - (7/11/2023 Terminated)Minnesota
Registered Investment Advisory firm - (7/13/2023 Terminated)North Carolina
Registered Investment Advisory firm - (5/27/2022 Terminated)Texas
Registered Investment Advisory firm - (7/11/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (7/11/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Minnesota(1/19/2021)
RR
Minnesota(1/25/2021)
RR
Wisconsin(1/19/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PALADIN FINANCIAL
LORD'S FINANCIAL PLANNING | PALADIN WEALTH, LLC | PALADIN WEALTH | PALADIN FINANCIAL
CRD#: 288387 / SEC#: 801-128300
RIA
Registered Investment Advisory firm - (7/7/2023 Approved)Kansas
Registered Investment Advisory firm - (7/11/2023 Terminated)Minnesota
Registered Investment Advisory firm - (7/13/2023 Terminated)North Carolina
Registered Investment Advisory firm - (5/27/2022 Terminated)Texas
Registered Investment Advisory firm - (7/11/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (7/11/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4105 Lexington Avenue North, Suite 230, Arden Hills, MN 55126
Mailing Address
Phone number
(651) 842-8406
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,268 |
| AUM (Assets Under Management) | $ 182,540,818 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
