Jonathan L. Brooks

BMSS WESSON WEALTH SOLUTIONS

Birmingham, AL 35243

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CRD#: 6641341

Professional summary

Jonathan Luke Brooks, CFP®, who also goes by Luke Brooks, is a registered financial advisor currently at BMSS WESSON WEALTH SOLUTIONS located in Birmingham, Alabama.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jonathan has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luke Brooks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Name: Zolbrook Homes LLC; Investment-Related?: No; Address: 2937 Green Valey Road, Birmingham, Alabama 35243; Nature: Company that buys, rehabs and flips single-family homes in Birmingham area; Position/Title: Partner; Start Date: March 2025; Approximate # of Hours Spent on Activity: 4 hours per month, none during trading hours; Duties: Occasionally engage in management related decisions

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Luke Brooks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 1, 2024 - Present

BMSS WESSON WEALTH SOLUTIONS

Office #1: 3500 Colonnade Parkway Suite 200, Birmingham, AL 35243

RIA

CRD#: 282792

Birmingham, AL

Past

September 15, 2022 - October 23, 2024

THE WELCH GROUP, LLC

RIA

CRD#: 111273

BIRMINGHAM, AL

Past

January 30, 2017 - September 26, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Vestavia, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BMSS WESSON WEALTH SOLUTIONS

BMSS WESSON WEALTH SOLUTIONS | BMSS WESSON WEALTH SOLUTIONS, LLC

CRD#: 282792 / SEC#: 801-118944

RIA

Registered Investment Advisory firm - (6/19/2020 Approved)

Alabama

Registered Investment Advisory firm - (6/23/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(11/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/26/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/30/2017

General Securities Representative Examination

Current Firm

BMSS WESSON WEALTH SOLUTIONS

BMSS WESSON WEALTH SOLUTIONS | BMSS WESSON WEALTH SOLUTIONS, LLC

CRD#: 282792 / SEC#: 801-118944

RIA

Registered Investment Advisory firm - (6/19/2020 Approved)

Alabama

Registered Investment Advisory firm - (6/23/2020 Terminated)

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Contact information

Main Address

3500 Colonnade Parkway Suite 150, Birmingham, AL 35243

Mailing Address

Phone number

(205) 982-5555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BMSS WESSON WEALTH SOLUTIONS FIRM BROCHURE (5/1/2025)

Regulatory assets under management

Total Number of Accounts	990
AUM (Assets Under Management)	$ 577,106,486

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan L. Brooks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Luke Brooks's CRS (Customer Relationship Summary).

Certified licenses

Experience

BMSS WESSON WEALTH SOLUTIONS

THE WELCH GROUP, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

BMSS WESSON WEALTH SOLUTIONS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/26/2017

SIE

Date: 10/1/2018

Series 7

Date: 1/30/2017

Current Firm

BMSS WESSON WEALTH SOLUTIONS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BMSS WESSON WEALTH SOLUTIONS

TRUST BUT VERIFY

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