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CS

Chase Stratton

BRECKINRIDGE CAPITAL ADVISORS
BOSTON, MA 02110-1529
Some features on this profile are disabled
CRD#: 6641338
CS
Chase StrattonBRECKINRIDGE CAPITAL ADVISORS

Professional summary

Chase Stratton, who also goes by Chase Howard Stratton, is a registered financial advisor currently at BRECKINRIDGE CAPITAL ADVISORS INC located in Boston, Massachusetts.

Chase is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Chase has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Chase Howard Stratton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chase Stratton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 22, 2026 - Present

BRECKINRIDGE CAPITAL ADVISORS INC

Office #1: 125 High Street Suite 431, Boston, MA 02110-1529
RIA
CRD#: 107143
BOSTON, MA
Past

March 19, 2020 - June 10, 2026

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA
CRD#: 108257
BOSTON, MA
Past

February 4, 2020 - June 10, 2026

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BRECKINRIDGE CAPITAL ADVISORS INC
BRECKINRIDGE CAPITAL ADVISORS INC

CRD#: 107143 / SEC#: 801-43833

RIA
Registered Investment Advisory firm - (4/29/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(7/22/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/5/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/7/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/4/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/17/2019
Securities Industry Essentials Examination

Current Firm

BC
BRECKINRIDGE CAPITAL ADVISORS INC
BRECKINRIDGE CAPITAL ADVISORS INC

CRD#: 107143 / SEC#: 801-43833

RIA
Registered Investment Advisory firm - (4/29/1993 Approved)
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Contact information

Main Address
125 High Street Suite 431, Boston, MA 02110-1529
Mailing Address
Phone number
(617) 443-0779
Established
Firm type
Fiscal year end
# of Employees
89

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BRECKINRIDGE CAPITAL ADVISORS FORM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts18,559
AUM (Assets Under Management)$ 50,989,726,048

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRECKINRIDGE CAPITAL ADVISORS INC

CRD#: 107143Boston, MA 02110-1529

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