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LK

Lynn King

SAPIENT CAPITAL
CHICAGO, IL 60602
Some features on this profile are disabled
CRD#: 6641012
LK

Professional summary

Lynn King, who also goes by Lynn Rachel Weintraub, is a registered financial advisor currently at SAPIENT CAPITAL LLC located in Chicago, Illinois.

Lynn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Lynn has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Lynn Rachel Weintraub

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lynn King's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 17, 2026 - Present

SAPIENT CAPITAL LLC

Office #1: 33 N Lasalle St Suite 200, Chicago, IL 60602
RIA
CRD#: 324899
CHICAGO, IL
Past

March 19, 2021 - April 7, 2026

MORGAN STANLEY

RIA
CRD#: 149777
Deerfield, IL
Past

February 2, 2021 - April 7, 2026

MORGAN STANLEY

BD
CRD#: 149777
Deerfield, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SAPIENT CAPITAL LLC
SAPIENT CAPITAL LLC

CRD#: 324899 / SEC#: 801-127298

RIA
Registered Investment Advisory firm - (2/6/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(4/17/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/19/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/2/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/3/2020
Securities Industry Essentials Examination

Current Firm

SC
SAPIENT CAPITAL LLC
SAPIENT CAPITAL LLC

CRD#: 324899 / SEC#: 801-127298

RIA
Registered Investment Advisory firm - (2/6/2023 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280
Mailing Address
Phone number
(317) 719-0157
Established
Firm type
Fiscal year end
# of Employees
56

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SAPIENT CAPITAL DISCLOSURE BROCHURE (2/3/2025)

Regulatory assets under management

Total Number of Accounts5,947
AUM (Assets Under Management)$ 11,439,805,300

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2026
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAPIENT CAPITAL LLC

CRD#: 324899Chicago, IL 60602

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