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AG

Abraham Garcia

VECTOR WEALTH MANAGEMENT
ROSEVILLE, CA 95661
CRD#: 6640804
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AG
Abraham GarciaVECTOR WEALTH MANAGEMENT

Professional summary

Abraham Garcia, who also goes by Abe Garcia, is a registered financial advisor currently at VECTOR WEALTH MANAGEMENT located in Roseville, California.

Abraham is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Abraham has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Abe Garcia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Abraham Garcia's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 27, 2026 - Present

VECTOR WEALTH MANAGEMENT

Office #1: 1420 Rocky Ridge Drive #140, Roseville, CA 95661
RIA
CRD#: 152667
ROSEVILLE, CA
Past

March 4, 2026 - June 8, 2026

BEDELL FRAZIER INVESTMENT COUNSELLING, LLC.

RIA
CRD#: 107326
Roseville, CA
Past

January 17, 2025 - June 8, 2026

CAPITAL PLANNING ADVISORS LLC

RIA
CRD#: 170266
ROSEVILLE, CA
Past

February 10, 2020 - January 18, 2025

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Roseville, CA
Past

September 24, 2018 - January 18, 2025

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Roseville, CA
Past

May 23, 2016 - August 22, 2018

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW BERLIN, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VECTOR WEALTH MANAGEMENT
SNS FINANCIAL GROUP, LLC | VECTOR WEALTH MANAGEMENT, LLC | VECTOR WEALTH MANAGEMENT | STONE SUMMIT CAPITAL

CRD#: 152667 / SEC#: 801-70998

RIA
Registered Investment Advisory firm - (1/15/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/27/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/7/2020
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/5/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/4/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 5/23/2016
Investment Company Products/Variable Contracts Representative Examination

Current Firm

VW
VECTOR WEALTH MANAGEMENT
SNS FINANCIAL GROUP, LLC | VECTOR WEALTH MANAGEMENT, LLC | VECTOR WEALTH MANAGEMENT | STONE SUMMIT CAPITAL

CRD#: 152667 / SEC#: 801-70998

RIA
Registered Investment Advisory firm - (1/15/2010 Approved)
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Contact information

Main Address
43 Main Street Se Suite 236, Minneapolis, MN 55414
Mailing Address
Phone number
(612) 378-7560
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VECTOR WEALTH MANAGEMENT ADV PART 2A (6/2/2025)

Regulatory assets under management

Total Number of Accounts3,161
AUM (Assets Under Management)$ 1,488,809,873

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VECTOR WEALTH MANAGEMENT

CRD#: 152667Roseville, CA 95661

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