Max C. Pashman
Professional summary
Max Chase Pashman, CFP®, who also goes by Max C Pashman, Max Pashman, is a registered financial advisor currently at PASHMAN FINANCIAL LLC located in Los Angeles, California and NECTARINE located in West Hollywood, California.
Max is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Max has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Max Chase Pashman's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
September 10, 2021 - Present
PASHMAN FINANCIAL LLC
April 15, 2024 - Present
NECTARINE
August 5, 2022 - April 29, 2024
ORIGIN INVESTMENT ADVISORY LLC
May 30, 2019 - September 7, 2021
PARK AVENUE SECURITIES LLC
April 5, 2019 - September 7, 2021
PARK AVENUE SECURITIES LLC
July 31, 2018 - February 20, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 7, 2018 - February 20, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/10/2021)
(6/4/2024)
(10/7/2021)
(5/2/2024)
(8/15/2022)
Exams
Current Firm
PASHMAN FINANCIAL LLC
CRD#: 316253 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 450,000 |
Red Flags
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