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EM

Emily S. Motyka

SEALION CAPITAL
INDIANAPOLIS, IN 46202
Some features on this profile are disabled
CRD#: 6640288
EM

Professional summary

Emily Suzanne Motyka, who also goes by Motyka Suzanne Emily, is a registered financial professional currently at SEALION CAPITAL, LLC located in Indianapolis, Indiana.

Emily is registered as a RR (Registered Representative) and started their career in finance in 2016. Emily has worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 99 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Motyka Suzanne Emily

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Emily Suzanne Motyka's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 9, 2016 - Present

SEALION CAPITAL, LLC

Office #1: 1606 N New Jersey Street, Indianapolis, IN 46202
BD
CRD#: 171807
INDIANAPOLIS, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/22/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/5/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99
Date: 5/9/2016
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/20/2018
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SEALION CAPITAL, LLC
RMK CAPITAL | SEALION CAPITAL, LLC | RMK MARITIME CAPITAL, LLC

CRD#: 171807 / SEC#: , 8-69480

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1606 N New Jersey Street, Indianapolis, IN 46202
Mailing Address
1606 N New Jersey Street, Indianapolis, IN 46202
Phone number
(646) 470-9017
Established
Delaware since 01/21/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KIRK, MICHAEL THOMASCHIEF EXECUTIVE OFFICER4440333
MOTYKA, EMILY SUZANNECHIEF COMPLIANCE OFFICER6640288
MTK CAPITAL, LLCOWNER
TUCKER, CLARK BOMARFINOP1977842

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEALION CAPITAL, LLC

CRD#: 171807Indianapolis, IN 46202

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