Jacob R. Potts

DINUZZO PRIVATE WEALTH

Beaver, PA 15009

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CRD#: 6639888

Professional summary

Jacob Raymond Potts, AIF®, CFP®, ChFC® is a registered financial advisor currently at DINUZZO PRIVATE WEALTH, INC. located in Beaver, Pennsylvania.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Jacob has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Raymond Potts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

ChFC^®

Chartered Financial Consultant

Experience

Current

August 5, 2016 - Present

DINUZZO PRIVATE WEALTH, INC.

Office #1: 1501 3rd St., Beaver, PA 15009

RIA

CRD#: 112778

Beaver, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DINUZZO PRIVATE WEALTH, INC.

CRD#: 112778 / SEC#: 801-57384

RIA

Registered Investment Advisory firm - (4/7/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/5/2016)

IAR

Texas
(10/23/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/5/2016

Uniform Investment Adviser Law Examination

Current Firm

DINUZZO PRIVATE WEALTH, INC.

CRD#: 112778 / SEC#: 801-57384

RIA

Registered Investment Advisory firm - (4/7/2000 Approved)

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Contact information

Main Address

1501 3rd St., Beaver, PA 15009

Mailing Address

Phone number

(724) 728-6564

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	2,545
AUM (Assets Under Management)	$ 1,012,887,070

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jacob R. Potts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Raymond Potts's CRS (Customer Relationship Summary).

Certified licenses

Experience

DINUZZO PRIVATE WEALTH, INC.

Primary Firm SEC Registration

DINUZZO PRIVATE WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/5/2016

Current Firm

DINUZZO PRIVATE WEALTH, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DINUZZO PRIVATE WEALTH, INC.

TRUST BUT VERIFY

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