Roch E. Monnig
ROOT FINANCIAL PARTNERS
Knoxville, TN
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CRD#: 6639775
Professional summary
Roch Earl Monnig JR., CFP®, who also goes by Roch Earl Monnig, is a registered financial advisor currently at ROOT FINANCIAL PARTNERS located in Knoxville, Tennessee.
Roch is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Roch has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Roch (pronounced “Rock”) has years of experience helping individuals and families navigate the complexities of money. Whether you’re just getting your start, balancing a family and a career, or nearing financial independence, Roch understands the many roles money plays in you living the life you want to live both today and tomorrow.
Question & Answer
What are your service offerings?
Retirement Planning
Insurance Planning
Investment Planning
Education Planning
Estate Planning
Life Transitions
Debt Management
Tax Planning
Budgeting
Health Care
Employee and Employer Plan Ben...
Inheritance
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Cash Flow/Budgets/Credit Issue...
College/Education Planning
Financial Psychology/Coaching
Investment Advice without Ongo...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Roch Earl Monnig
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Roch Monnig, Jr. is currently an independent contractor with Blend Financial Inc DBA Origin Financial as a Financial Planner. This activity accounts for approximately 25% of his time during trading hours. Roch Monning, Jr. is currently an independent contractor with Delegated Planning LLC as a Financial Planner. This activity accounts for approximately 25% of his time during trading hours. Roch Monnig, Jr. owns Forest Avenue Paraplanning LLC. This activity accounts for approximately 25% of his time during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Roch Earl Monnig JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
June 3, 2025 - Present
ROOT FINANCIAL PARTNERS
RIA
CRD#: 290289
Knoxville, TN
Past
February 7, 2023 - June 4, 2025
THE BURNEY COMPANY
RIA
CRD#: 106945
Knoxville, TN
Past
August 3, 2022 - December 31, 2022
DEEPER POCKETS
RIA
CRD#: 322395
KNOXVILLE, TN
Past
June 6, 2022 - December 12, 2022
ORIGIN INVESTMENT ADVISORY LLC
RIA
CRD#: 305353
KNOXVILLE, TN
Past
March 29, 2018 - May 27, 2022
PYA WALTMAN CAPITAL, LLC
RIA
CRD#: 137283
KNOXVILLE, TN
Past
September 15, 2016 - April 27, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROOT FINANCIAL PARTNERS
ROOT | ROOT FINANCIAL PARTNERS, LLC | ROOT FINANCIAL PARTNERS
CRD#: 290289 / SEC#: 801-125945
RIA
Registered Investment Advisory firm - (7/8/2022 Approved)California
Registered Investment Advisory firm - (8/11/2022 Terminated)Texas
Registered Investment Advisory firm - (7/12/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/3/2025)
IAR
Tennessee(6/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
ROOT FINANCIAL PARTNERS
ROOT | ROOT FINANCIAL PARTNERS, LLC | ROOT FINANCIAL PARTNERS
CRD#: 290289 / SEC#: 801-125945
RIA
Registered Investment Advisory firm - (7/8/2022 Approved)California
Registered Investment Advisory firm - (8/11/2022 Terminated)Texas
Registered Investment Advisory firm - (7/12/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1106 2nd Street Suite 102, Encinitas, CA 92024
Mailing Address
Phone number
(760) 452-0720
Established
Firm type
Fiscal year end
# of Employees
40
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,597 |
| AUM (Assets Under Management) | $ 1,106,417,268 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
