Richard C. Wilson

VAULT WEALTH

Oklahoma City, OK 73103

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CRD#: 6638988

Professional summary

Richard Craig Wilson, who also goes by Craig Wilson, is a registered financial advisor currently at VAULT WEALTH located in Oklahoma City, Oklahoma.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Richard has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Craig Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

07/2017 - Present; Vault Insurance Brokerage, LLC; Norman, OK; Insurance Agent; Investment-Related Cortado, LLC, non-investment related, 600 NW 23rd St, Suite 102, Oklahoma City, Ok 73103, software application company, minority interest, 07/2023, 0 hours per month, 0 hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Craig Wilson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2017 - Present

VAULT WEALTH

Office #1: 600 Nw 23rd St. Suite 102, Oklahoma City, OK 73103

RIA

CRD#: 288541

Oklahoma City, OK

Past

August 22, 2016 - August 3, 2017

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

OKLAHOMA CITY, OK

Past

May 9, 2016 - August 3, 2017

PRUCO SECURITIES, LLC.

CRD#: 5685

OKLAHOMA CITY, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(7/31/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/26/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/7/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VAULT WEALTH

VAULT FINANCIAL SOLUTIONS, LLC | VAULT WEALTH STRATEGIES, LLC | VAULT WEALTH

CRD#: 288541 / SEC#: 801-110614

RIA

Registered Investment Advisory firm - (10/4/2017 Terminated)

Oklahoma

Registered Investment Advisory firm - (10/3/2017 Approved)

Texas

Registered Investment Advisory firm - (9/1/2017 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

600 Nw 23rd St. Suite 102, Oklahoma City, OK 73103

Mailing Address

Phone number

(405) 928-4422

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	279
AUM (Assets Under Management)	$ 54,083,440

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard C. Wilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Craig Wilson's CRS (Customer Relationship Summary).

Certified licenses

Experience

VAULT WEALTH

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/2016

Series 63

Date: 5/26/2016

SIE

Date: 8/3/2017

Series 6

Date: 5/7/2016

Current Firm

VAULT WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VAULT WEALTH

TRUST BUT VERIFY

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