Rona Marco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rona Marco, who also goes by Rona Rose Marco, was a registered financial professional .
Rona is a previously registered financial professional and started their career in finance in 2016. Rona had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2019 - September 12, 2019
CARTA SECURITIES, LLC
June 20, 2016 - May 23, 2018
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CARTA SECURITIES, LLC
CRD#: 282086 / SEC#: , 8-69701
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
