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Christopher L. Rockwell

RSI ADVISORS
Dover, NH
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CRD#: 6638543
CR

Professional summary


Christopher Lawrence Rockwell, who also goes by Chris Rockwell, Christopher L. Rockwell, is a registered financial advisor currently at RSI ADVISORS located in Dover, New Hampshire.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Christopher has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Chris Rockwell | Christopher L. Rockwell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Christopher Lawrence Rockwell's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 5, 2016 - Present

RSI ADVISORS

RIA
CRD#: 283721
Dover, NH

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Hampshire
(7/5/2016)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/22/2016
Uniform Investment Adviser Law Examination

Current Firm


RA
RSI ADVISORS
ROCK SOLID INVESTMENTS LLC | RSI ADVISORS

CRD#: 283721 / SEC#:

New Hampshire
Registered Investment Advisory firm - (7/5/2016 Approved)
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Contact information


Main Address
Dover, NH
Mailing Address
Po Box 1403, Dover, NH 03821
Phone number
(207) 358-0488
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts13
AUM (Assets Under Management)$ 4,008,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RSI ADVISORS

CRD#: 283721Dover, NH

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