KC
Kendra Carano
SUCCESS WEALTH MANAGEMENT LLC
Warwick, RI 02886
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CRD#: 6638291
KC
Professional summary
Kendra Carano, who also goes by Kendra Marie Carano, is a registered financial advisor currently at SUCCESS WEALTH MANAGEMENT LLC located in Warwick, Rhode Island.
Kendra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Kendra has worked at 2 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kendra Marie Carano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Independent Agent dba Charter Financial Group, Insurance Agent, Providence, RI, 40 hours/week, Warwick RI 02886. 2) Kendra Carano rental property, homeowner/landlord,4 Custer Ave. Johnston, RI 02919,non-investment related. 3) Property Owner; not inv rel; receive rent compensation for rental of second floor of home; 5 hrs/month; 5% of time. 4) Carano Financial Group LLC. DBA Kendra Carano 1203 Laconia St Sebastian FL 32958 7/30/2022 investment related, 30 hrs month selling, Medicare insurance, fixed insurance & annuities.
CRS (Client Relationship Summary) - RIA
Click below to view Kendra Carano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2020 - Present
SUCCESS WEALTH MANAGEMENT LLC
Office #1: 275 W. Natick Road Suite 450, Warwick, RI 02886RIA
CRD#: 299094
Warwick, RI
Past
May 23, 2022 - December 31, 2024
HAZARD & SIEGEL, INC.
BD
CRD#: 2048
DEWITT, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SUCCESS WEALTH MANAGEMENT LLC
SUCCESS WEALTH MANAGEMENT | SUCCESS WEALTH MANAGEMENT, LLC | SUCCESS WEALTH MANAGEMENT LLC
CRD#: 299094 / SEC#: 801-129100
RIA
Registered Investment Advisory firm - (11/30/2023 Approved)California
Registered Investment Advisory firm - (1/4/2024 Terminated)Florida
Registered Investment Advisory firm - (12/5/2023 Terminated)Indiana
Registered Investment Advisory firm - (12/6/2023 Terminated)Iowa
Registered Investment Advisory firm - (12/5/2023 Terminated)Kansas
Registered Investment Advisory firm - (12/5/2023 Terminated)Massachusetts
Registered Investment Advisory firm - (12/5/2023 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2023 Terminated)Missouri
Registered Investment Advisory firm - (12/5/2023 Terminated)New York
Registered Investment Advisory firm - (12/5/2023 Terminated)North Carolina
Registered Investment Advisory firm - (12/5/2023 Terminated)Ohio
Registered Investment Advisory firm - (12/5/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/5/2023 Terminated)Rhode Island
Registered Investment Advisory firm - (12/7/2023 Terminated)South Carolina
Registered Investment Advisory firm - (12/5/2023 Terminated)Texas
Registered Investment Advisory firm - (12/5/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(12/21/2020)
IAR
Rhode Island(3/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 5/23/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
SW
SUCCESS WEALTH MANAGEMENT LLC
SUCCESS WEALTH MANAGEMENT | SUCCESS WEALTH MANAGEMENT, LLC | SUCCESS WEALTH MANAGEMENT LLC
CRD#: 299094 / SEC#: 801-129100
RIA
Registered Investment Advisory firm - (11/30/2023 Approved)California
Registered Investment Advisory firm - (1/4/2024 Terminated)Florida
Registered Investment Advisory firm - (12/5/2023 Terminated)Indiana
Registered Investment Advisory firm - (12/6/2023 Terminated)Iowa
Registered Investment Advisory firm - (12/5/2023 Terminated)Kansas
Registered Investment Advisory firm - (12/5/2023 Terminated)Massachusetts
Registered Investment Advisory firm - (12/5/2023 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2023 Terminated)Missouri
Registered Investment Advisory firm - (12/5/2023 Terminated)New York
Registered Investment Advisory firm - (12/5/2023 Terminated)North Carolina
Registered Investment Advisory firm - (12/5/2023 Terminated)Ohio
Registered Investment Advisory firm - (12/5/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/5/2023 Terminated)Rhode Island
Registered Investment Advisory firm - (12/7/2023 Terminated)South Carolina
Registered Investment Advisory firm - (12/5/2023 Terminated)Texas
Registered Investment Advisory firm - (12/5/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11676 Perry Highway Suite 1207, Wexford, PA 15090
Mailing Address
Phone number
(724) 934-8128
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 937 |
| AUM (Assets Under Management) | $ 66,000,000 |
Red Flags
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Company Information
SUCCESS WEALTH MANAGEMENT LLC
CRD#: 299094Warwick, RI 02886TRUST BUT VERIFY
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