VV
Vincent Van Gerven
BTIG
New York, NY 10022
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CRD#: 6637776
VV
Professional summary
Vincent Van Gerven is a registered financial professional currently at BTIG, LLC located in New York, New York.
Vincent is registered as a RR (Registered Representative) and started their career in finance in 2016. Vincent has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Vincent Van Gerven's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2025 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022BD
CRD#: 122225
New York, NY
Past
April 8, 2020 - August 5, 2025
GUGGENHEIM SECURITIES, LLC
BD
CRD#: 40638
NEW YORK, NY
Past
June 13, 2016 - March 25, 2020
BNP PARIBAS SECURITIES CORP.
BD
CRD#: 15794
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/7/2025)
RR
Alaska(7/7/2025)
RR
Arizona(7/7/2025)
RR
Arkansas(7/7/2025)
RR
California(7/7/2025)
RR
Colorado(7/7/2025)
RR
Connecticut(7/7/2025)
RR
Delaware(7/7/2025)
RR
District of Columbia(7/7/2025)
RR
Florida(7/7/2025)
RR
Georgia(7/7/2025)
RR
Hawaii(7/7/2025)
RR
Idaho(7/7/2025)
RR
Illinois(7/7/2025)
RR
Indiana(7/7/2025)
RR
Iowa(7/7/2025)
RR
Kansas(7/7/2025)
RR
Kentucky(7/7/2025)
RR
Louisiana(7/7/2025)
RR
Maine(7/7/2025)
RR
Maryland(7/7/2025)
RR
Massachusetts(7/7/2025)
RR
Michigan(7/7/2025)
RR
Minnesota(7/7/2025)
RR
Mississippi(7/7/2025)
RR
Missouri(7/7/2025)
RR
Montana(7/7/2025)
RR
Nebraska(7/7/2025)
RR
Nevada(7/7/2025)
RR
New Hampshire(7/7/2025)
RR
New Jersey(7/7/2025)
RR
New Mexico(7/7/2025)
RR
New York(7/7/2025)
RR
North Carolina(7/7/2025)
RR
North Dakota(7/7/2025)
RR
Ohio(7/8/2025)
RR
Oklahoma(7/7/2025)
RR
Oregon(7/7/2025)
RR
Pennsylvania(7/7/2025)
RR
Rhode Island(7/7/2025)
RR
South Carolina(7/7/2025)
RR
South Dakota(7/7/2025)
RR
Texas(7/7/2025)
RR
Utah(7/7/2025)
RR
Vermont(7/7/2025)
RR
Virgin Islands(7/7/2025)
RR
Virginia(7/7/2025)
RR
Washington(7/7/2025)
RR
West Virginia(7/7/2025)
RR
Wisconsin(7/7/2025)
RR
Wyoming(7/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BTIG, LLC
BASS TRADING, LLC | BTIG, LLC | BTIG ELECTRONIC TRADING | BAYPOINT TRADING, LLC
CRD#: 122225 / SEC#: , 8-65473
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
350 Bush Street 9th Floor, San Francisco, CA 94104
Mailing Address
350 Bush Street 9th Floor, San Francisco, CA 94104
Phone number
(415) 248-2200
Established
Delaware since 06/05/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
