Brian L. Platte

ASPIRE WEALTH

Caledonia, MI 49316

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CRD#: 6637717

Professional summary

Brian Lee Platte is a registered financial advisor currently at ASPIRE WEALTH located in Caledonia, Michigan and ADVISOR 123 LLC located in Caledonia, Michigan.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Brian has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. AGENT EQUITY GROUP; INVESTMENT RELATED; SAME OFFICE LOCATION; OWNER/INSURANCE AGENT; SPENDS APPROX. 120 HRS/MTH DURING TRADING; INSURANCE SALES. 2. ADVISOR 123 LLC; INVESTMENT RELATED; SAME OFFICE LOCATION; IAR; SPENDS APPROX. 8 HRS/MTH DURING TRADING; PROVIDES SIGNALS TO OTHER INVESTMENT ADVISERS. 3. ASPIRE WEALTH; INVESTMENT RELATED; SAME OFFICE LOCATION; IAR; SPENDS APPROX. 15 HRS/MTH DURING TRADING; INVESTMENT ADVISORY SERVICES. 4. FYNCH, INC.; NON-INVESTMENT RELATED; GRAND RAPIDS, MI; PRESIDENT; SPENDS APPROX. 15 HRS/MTH DURING TRADING HOURS; TECHNOLOGY COMPANY, OVERLOOKS OPERATIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Lee Platte's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2021 - Present

ASPIRE WEALTH

Office #1: 5659 N Kraft Lake Dr, Caledonia, MI 49316

RIA

CRD#: 307098

Caledonia, MI

Current

October 19, 2021 - Present

ADVISOR 123 LLC

Office #1: 5659 N Kraft Lake Dr, Caledonia, MI 49316

RIA

CRD#: 316880

Caledonia, MI

Past

February 15, 2022 - March 31, 2025

FULL SPECTRUM RETIREMENT SERVICES, INC.

RIA

CRD#: 288895

GRAND RAPIDS, MI

Past

January 4, 2018 - December 31, 2021

FULL SPECTRUM RETIREMENT SERVICES, INC.

RIA

CRD#: 288895

GRAND RAPIDS, MI

Past

August 23, 2017 - December 31, 2017

FULL SPECTRUM RETIREMENT SERVICES, INC.

RIA

CRD#: 288895

GRAND RAPIDS, MI

Past

April 25, 2016 - August 21, 2017

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Grand Rapids, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/21/2016

Uniform Investment Adviser Law Examination

Current Firm

ASPIRE WEALTH

ASPIRE WEALTH | ASPIRE WEALTH ADVISORY, LLC | ASPIRE WEALTH ADVISORY | ASPIRE WEALTH ADVISORS, LLC

CRD#: 307098 / SEC#:

Michigan

Registered Investment Advisory firm - (2/6/2020 Approved)

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Contact information

Main Address

5659 N Kraft Lake Dr, Caledonia, MI 49316

Mailing Address

Phone number

(616) 828-3803

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	349
AUM (Assets Under Management)	$ 54,802,904

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian L. Platte

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Lee Platte's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASPIRE WEALTH

ADVISOR 123 LLC

FULL SPECTRUM RETIREMENT SERVICES, INC.

FULL SPECTRUM RETIREMENT SERVICES, INC.

FULL SPECTRUM RETIREMENT SERVICES, INC.

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/21/2016

Current Firm

ASPIRE WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASPIRE WEALTH

TRUST BUT VERIFY

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