Travis F. Allen

CUSTOM WEALTH PLANNERS

ANKENY, IA 50023

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CRD#: 6637692

Professional summary

Travis Frederick Allen, CFP® is a registered financial advisor currently at CUSTOM WEALTH PLANNERS located in Ankeny, Iowa.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Travis has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Frederick Allen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

June 16, 2023 - Present

CUSTOM WEALTH PLANNERS

Office #1: 2425 North Ankeny Blvd Unit #105, Ankeny, IA 50023

RIA

CRD#: 326415

ANKENY, IA

Past

May 23, 2016 - June 2, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Ames, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(6/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/11/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/23/2016

General Securities Representative Examination

Current Firm

CUSTOM WEALTH PLANNERS

CUSTOM WEALTH PLANNERS | TSMF LLC

CRD#: 326415 / SEC#:

Iowa

Registered Investment Advisory firm - (4/18/2023 Approved)

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Contact information

Main Address

2425 North Ankeny Blvd Unit #105, Ankeny, IA 50023

Mailing Address

Phone number

(515) 480-2257

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	159
AUM (Assets Under Management)	$ 40,374,679

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Travis F. Allen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Frederick Allen's CRS (Customer Relationship Summary).

Certified licenses

Experience

CUSTOM WEALTH PLANNERS

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/11/2016

SIE

Date: 10/1/2018

Series 7

Date: 5/23/2016

Current Firm

CUSTOM WEALTH PLANNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CUSTOM WEALTH PLANNERS

TRUST BUT VERIFY

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