Douglas W. Hancock

PATHWAY WEALTH MANAGEMENT

Dallas, TX 75205

Some features on this profile are disabled

CRD#: 6637637

Professional summary

Douglas Weger Hancock, who also goes by Doug W. Hancock, Doug Hancock, Douglas Hancock, is a registered financial advisor currently at PATHWAY WEALTH MANAGEMENT, LLC located in Dallas, Texas.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Douglas has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug W. Hancock | Doug Hancock | Douglas Hancock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Weger Hancock's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2016 - Present

PATHWAY WEALTH MANAGEMENT, LLC

Office #1: 3100 Monticello Avenue, Suite 130, Dallas, TX 75205

RIA

CRD#: 283774

Dallas, TX

Past

June 29, 2016 - June 30, 2016

HANCOCK-SMITH, LLC

RIA

CRD#: 111215

KILGORE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/2016

Uniform Investment Adviser Law Examination

Current Firm

PATHWAY WEALTH MANAGEMENT, LLC

CRD#: 283774 / SEC#:

Texas

Registered Investment Advisory firm - (5/23/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3100 Monticello Avenue, Suite 130, Dallas, TX 75205

Mailing Address

Phone number

(972) 863-7671

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	74
AUM (Assets Under Management)	$ 85,023,293

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Adam Gelmon

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

IAR

Dallas, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Douglas W. Hancock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Weger Hancock's CRS (Customer Relationship Summary).

Certified licenses

Experience

PATHWAY WEALTH MANAGEMENT, LLC

HANCOCK-SMITH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/2016

Current Firm

PATHWAY WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PATHWAY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors