Dale Robert Branda
CFP®Professional Summary
Dale Robert Branda, CFP® is a registered financial advisor currently at STEWARD ADVISORS, LLC located in Chicago, Illinois. Dale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Dale has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Our services center around the integration of financial planning and investment planning that helps us manage your portfolio and make adjustments based on your changing lifestyle
- financial needs and goals. Comprehensive Financial Planning services include long and short-term goal planning
- risk assessment
- retirement income planning
- cash flow forecasting and other services designed to help chart a path toward achieving your financial goals. Investment management services help put your plan into action using a disciplined investment process based on your goals
- needs
- and risk tolerance. We review portfolios and manage cash on a daily basis
- provide quarterly performance reporting and regular
- in-person reviews of your plan
- investment policy
- and objectives.
Specializations
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
10 years in the financial services industry
Current & Past Employments
Current
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Current Firm
STEWARD ADVISORS, LLC
Contact Information
Main Address
625 West Adams Street Floor 19, Chicago, IL 60661Phone Number
(630) 537-0111# of Employees
4SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
354AUM (Assets Under Management)
$160,737,179Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
STEWARD ADVISORS, LLC
State Registrations and Notice Filings
(5/10/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Dale Robert Branda's CRS (Customer Relationship Summary).
Services Offered by Dale
- Our services center around the integration of financial planning and investment planning that helps us manage your portfolio and make adjustments based on your changing lifestyle
- financial needs and goals. Comprehensive Financial Planning services include long and short-term goal planning
- risk assessment
- retirement income planning
- cash flow forecasting and other services designed to help chart a path toward achieving your financial goals. Investment management services help put your plan into action using a disciplined investment process based on your goals
- needs
- and risk tolerance. We review portfolios and manage cash on a daily basis
- provide quarterly performance reporting and regular
- in-person reviews of your plan
- investment policy
- and objectives.
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