Dale R. Branda

STEWARD ADVISORS

CHICAGO, IL 60661

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CRD#: 6637454

Professional summary

Dale Robert Branda, CFP® is a registered financial advisor currently at STEWARD ADVISORS, LLC located in Chicago, Illinois.

Dale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Dale has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Our services center around the...

financial needs and goals. Com...

risk assessment

retirement income planning

cash flow forecasting and othe...

needs

and risk tolerance. We review ...

provide quarterly performance ...

in-person reviews of your plan

investment policy

and objectives.

Do you have an area of expertise or specialization?

AUM

College/Education Planning

Fixed Fee (Subscription, Retai...

Investment Advice with Ongoing...

Investment Advice without Ongo...

Middle Income Client Needs

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale Robert Branda's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

May 10, 2016 - Present

STEWARD ADVISORS, LLC

Office #1: 625 West Adams Street Floor 19, Chicago, IL 60661

RIA

CRD#: 156331

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STEWARD ADVISORS, LLC

CRD#: 156331 / SEC#: 801-123655

RIA

Registered Investment Advisory firm - (4/8/2022 Approved)

Illinois

Registered Investment Advisory firm - (5/10/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/10/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/10/2016

Uniform Investment Adviser Law Examination

Current Firm

STEWARD ADVISORS, LLC

CRD#: 156331 / SEC#: 801-123655

RIA

Registered Investment Advisory firm - (4/8/2022 Approved)

Illinois

Registered Investment Advisory firm - (5/10/2022 Terminated)

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Contact information

Main Address

625 West Adams Street Floor 19, Chicago, IL 60661

Mailing Address

Phone number

(630) 537-0111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STEWARD ADVISORS LLC ADV 2B (3/7/2025)

STEWARD ADVISORS LLC ADV 2A (3/7/2025)

Regulatory assets under management

Total Number of Accounts	322
AUM (Assets Under Management)	$ 136,866,225

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dale R. Branda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale Robert Branda's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEWARD ADVISORS, LLC

Primary Firm SEC Registration

STEWARD ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/10/2016

Current Firm

STEWARD ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STEWARD ADVISORS, LLC

TRUST BUT VERIFY

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