PM
Patrick D. Mundlin
49 FINANCIAL
Grapevine, TX 76051
Some features on this profile are disabled
CRD#: 6637384
PM
Professional summary
Patrick Douglas Mundlin, who also goes by Pat Mundlin, Patrick Mundlin, is a registered financial advisor currently at 49 FINANCIAL located in Grapevine, Texas and OAKWOOD CAPITAL SECURITIES, INC. located in Grapevine, Texas.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Patrick has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pat Mundlin | Patrick Mundlin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 49 Wealth Management, LLC; Investment-related: yes; 3711 S Mopac Expy, Ste. 150, Austin, TX 78746; an SEC RIA firm; Investment Adviser Representative; Financial Advisor servicing individual and small business clients since 10/2019; Approximately 90% of their time is for services as an investment advisor representative during business hours. 2) 49 Financial through Financial Independence Group; Non-Investment Related; 3711 S Mopac Expy, Ste. 150, Austin, TX 78746; Fixed Insurance Sales Agent since (add start date); approximately 16 hours per month during business hours. 3) Oakwood Capital Securities; investment related; 3711 S Mopac Expy, Ste. 150, Austin, TX 78746; Registered Representative; Sales; Start date: 2024-08-09; 1 Hours per month during trading hours; 1 Hours per month outside trading hours. 4) HarborM4, LLC. Not Investment Related. 1658 Royal Oaks Court, Southlake TX 76092. Ranch Ownership. Owner/Operator. Start 6/2016. 1 hour per month not during trading. Do manual labor, work on property maintenance, hunt and fish. 5) Harbor M Ranch Custom Homes. Not Investment Related. 1658 Royal Oaks Court, Southlake TX 76092. Real Estate. Owner/Operator. Start 5/2020. 1 hour per month not during trading. To help family make decisions of private business investments, to contribute personal capital if I wish to partake and to attend a 1x/month family dinner. 6) Bib Industries. Not Investment Related. 1658 Royal Oaks Court, Southlake TX. LLC. Owner. Start 8/21/2021. Less than 1 hour per month, not during trading. LLC created to invest in private business activities mainly commercial real estate. 7) Saddleback Capital, LLC. Not Investment Related. 1658 Royal Oaks Court, Southlake TX. LLC. Owner. Start 12/9/2021. Less than 1 hour per month, not during trading. LLC created to invest in private business activities. 8) Lifetime Benefits Insurance, LLC. Not investment related. 400 N Main St. Grapevine, Tx. 76051. Start 10/1/2023. Less than 1 hour / week. Not during trading. Fathers group health insurance company 9) 3 Cord Capital, LLC. Not Investment Related. 1658 Royal Oaks Court, Southlake TX. LLC. Owner. Start 12/9/2021. Less than 1 hour per month, not during trading. LLC created to invest in private business activities. 10) Bronco Ventures, LLC. Not Investment Related. 1658 Royal Oaks Court, Southlake TX. LLC. Owner. Start 12/9/2021. Less than 1 hour per month, not during trading. LLC created to invest in private business activities. 11) Copenhagen Cowboys, LLC. Not Investment Related. 1658 Royal Oaks Court, Southlake TX. LLC. Owner. Start 12/9/2021. Less than 1 hour per month, not during trading. LLC created to invest in private business activities. 12) 25 Giving; Contractor; Non investment related; 3711 S Mopac Expy, Ste. 150, Austin, TX 78746; since 6/20/2025; Referring non profits to a non profit consulting group; 1 hour per month during and after business hours. 13) Southlake Parks and Recreation; Non investment related; 1400 Main Street Southlake Texas 76092 United States; Board Member; since 8/12/2024; 1 hour during and after trading hours per month
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Douglas Mundlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2023 - Present
49 FINANCIAL
Office #1: 400 N Main Street Suite 103, Grapevine, TX 76051RIA
CRD#: 319484
Grapevine, TX
Current
January 11, 2024 - Present
OAKWOOD CAPITAL SECURITIES, INC.
Office #1: 400 N Main Street Suite 103, Grapevine, TX 76051Office #2: 3400 N Central Expy Suite #110-260, Richardson, TX 75080BD
CRD#: 21000
Grapevine, TX
Past
June 23, 2020 - December 31, 2022
THRIVENT ADVISOR NETWORK, LLC
RIA
CRD#: 304569
Austin, TX
Past
December 12, 2019 - July 2, 2020
PKS ADVISORY SERVICES, LLC
RIA
CRD#: 125648
ALBANY, NY
Past
October 28, 2019 - January 11, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Dallas, TX
Past
February 20, 2018 - October 30, 2019
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
AUSTIN, TX
Past
June 1, 2016 - October 30, 2019
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
49 FINANCIAL
49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC
CRD#: 319484 / SEC#: 801-123687
RIA
Registered Investment Advisory firm - (9/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/11/2024)
RR
California(1/11/2024)
RR
Florida(1/11/2024)
IAR
Georgia(1/6/2023)
RR
Georgia(1/11/2024)
RR
North Carolina(1/11/2024)
RR
Puerto Rico(7/22/2024)
RR
South Carolina(1/11/2024)
RR
Texas(1/11/2024)
IAR
Texas(6/20/2024)
RR
Virginia(1/11/2024)
RR
Wisconsin(1/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
49 FINANCIAL
49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC
CRD#: 319484 / SEC#: 801-123687
RIA
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Contact information
Main Address
3711 S Mopac Expy Suite 150, Austin, TX 78746
Mailing Address
Phone number
(214) 563-1190
Established
Firm type
Fiscal year end
# of Employees
167
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,989 |
| AUM (Assets Under Management) | $ 871,379,407 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
