Randall B. Monaghan

BANKPLUS WEALTH ADVISORS

JACKSON, MS 39211

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CRD#: 6636881

Professional summary

Randall Brian Monaghan, CFP®, who also goes by Brian Monaghan, is a registered financial advisor currently at BANKPLUS WEALTH ADVISORS located in Jackson, Mississippi.

Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Randall has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Brian Monaghan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Brian Monaghan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

September 30, 2026 - Present

BANKPLUS WEALTH ADVISORS

Office #1: 1200 Eastover Drive Suite 300, Jackson, MS 39211

RIA

CRD#: 152588

JACKSON, MS

Past

July 1, 2024 - September 14, 2026

FOCUS PARTNERS WEALTH, LLC

RIA

CRD#: 159289

RIDGELAND, MS

Past

June 9, 2022 - July 1, 2024

BUCKINGHAM STRATEGIC WEALTH, LLC

RIA

CRD#: 143323

RIDGELAND, MS

Past

April 2, 2019 - April 29, 2022

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

Flowood, MS

Past

April 2, 2019 - April 29, 2022

OSAIC INSTITUTIONS, INC.

CRD#: 35371

Flowood, MS

Past

July 10, 2017 - April 12, 2019

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

RIDGELAND, MS

Past

July 10, 2017 - April 12, 2019

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

RIDGELAND, MS

Past

September 26, 2016 - June 30, 2017

MORGAN STANLEY

RIA

CRD#: 149777

RIDGELAND, MS

Past

July 18, 2016 - June 30, 2017

MORGAN STANLEY

CRD#: 149777

RIDGELAND, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANKPLUS WEALTH ADVISORS

CRD#: 152588 / SEC#: 801-121567

RIA

Registered Investment Advisory firm - (6/21/2021 Approved)

Louisiana

Registered Investment Advisory firm - (7/12/2021 Terminated)

Mississippi

Registered Investment Advisory firm - (7/2/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(9/30/2026)

IAR

Texas
(9/30/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 9/26/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 7/18/2016

General Securities Representative Examination

Current Firm

BANKPLUS WEALTH ADVISORS

CRD#: 152588 / SEC#: 801-121567

RIA

Registered Investment Advisory firm - (6/21/2021 Approved)

Louisiana

Registered Investment Advisory firm - (7/12/2021 Terminated)

Mississippi

Registered Investment Advisory firm - (7/2/2021 Terminated)

PREMIUM

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Contact information

Main Address

1200 Eastover Drive Suite 300, Jackson, MS 39211

Mailing Address

Phone number

(601) 607-4290

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BANKPLUS WEALTH MANAGEMENT LLC ADV PART 2A FIRM BROCHURE 04.02.2026 (4/2/2026)

Regulatory assets under management

Total Number of Accounts	944
AUM (Assets Under Management)	$ 263,759,468

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Randall B. Monaghan

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Brian Monaghan's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOCUS PARTNERS WEALTH, LLC

BUCKINGHAM STRATEGIC WEALTH, LLC

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

BANKPLUS WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Passed: 9/26/2016

SIE

Passed: 10/1/2018

Series 7

Passed: 7/18/2016

Current Firm

BANKPLUS WEALTH ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANKPLUS WEALTH ADVISORS

TRUST BUT VERIFY

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