Daniel I. Klawitter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Isaac Klawitter, who also goes by Klawitter Isaac Daniel, Daniel Isaac Klawitter, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2016. Daniel had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2017 - June 28, 2019
CLEARY GULL INC.
July 1, 2016 - February 27, 2017
BRIDGEWOOD ADVISORS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLEARY GULL INC.
CRD#: 45309 / SEC#: 801-55574, 8-51037
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CGIB, INC. | DIRECT OWNER | |
| BREMMER, PATRICK JAMES | MANAGING DIRECTOR | 5743353 |
| CHIMENTI, RYAN CHRISTOPHER | MANAGING DIRECTOR | 5709935 |
| GORLINSKI, GREGORY THOMAS | MANAGING DIRECTOR | 2068899 |
| KINZER, CAROL ANN | FINANCIAL AND OPERATIONS PRINCIPAL | 4519471 |
| MILLER, RONALD DAVID | PRESIDENT (5/2016) AND MANAGING DIRECTOR | 1172700 |
| OLSTA, RYAN A | MANAGING DIRECTOR | 4197266 |
| PETERSON, JOHN REUBEN | MANAGING DIRECTOR, SECRETARY | 2835168 |
| WAWRZYNIAKOWSKI, JAMES FRANCIS JR | CHIEF ADMINISTRATIVE OFFICER, CHIEF COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 4061554 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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