RR
Ralph T. Rigler
Q3 ADVISORS
Boca Raton, FL
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CRD#: 6636194
RR
Professional summary
Ralph Taylor Rigler is a registered financial advisor currently at Q3 ADVISORS, LLC located in Boca Raton, Florida.
Ralph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Ralph has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ralph Taylor Rigler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
Q3 ADVISORS, LLC
RIA
CRD#: 284220
Boca Raton, FL
Past
November 15, 2022 - June 30, 2023
CORE WEALTH MANAGEMENT, INC.
RIA
CRD#: 162870
JUPITER, FL
Past
May 7, 2019 - July 19, 2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
BOCA RATON, FL
Past
March 26, 2019 - July 19, 2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
BOCA RATON, FL
Past
February 23, 2018 - September 21, 2018
CREATIVE PLANNING
RIA
CRD#: 105348
BOCA RATON, FL
Past
April 11, 2017 - October 25, 2017
EXENCIAL WEALTH ADVISORS
RIA
CRD#: 130475
FRISCO, TX
Past
September 9, 2016 - March 1, 2017
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
FLOWER MOUND, TX
Past
August 18, 2016 - March 1, 2017
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
FLOWER MOUND, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QA
Q3 ADVISORS, LLC
CRAIG G WEAR | Q3 ADVISORS, LLC
CRD#: 284220 / SEC#: 801-129519
RIA
Registered Investment Advisory firm - (2/21/2024 Approved)Arizona
Registered Investment Advisory firm - (4/17/2024 Terminated)California
Registered Investment Advisory firm - (5/17/2024 Terminated)Florida
Registered Investment Advisory firm - (4/17/2024 Terminated)Illinois
Registered Investment Advisory firm - (4/17/2024 Terminated)Louisiana
Registered Investment Advisory firm - (4/26/2024 Terminated)Michigan
Registered Investment Advisory firm - (4/30/2024 Terminated)Minnesota
Registered Investment Advisory firm - (4/22/2024 Terminated)Tennessee
Registered Investment Advisory firm - (4/17/2024 Terminated)Texas
Registered Investment Advisory firm - (4/17/2024 Terminated)Virginia
Registered Investment Advisory firm - (5/9/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(3/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/7/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
QA
Q3 ADVISORS, LLC
CRAIG G WEAR | Q3 ADVISORS, LLC
CRD#: 284220 / SEC#: 801-129519
RIA
Registered Investment Advisory firm - (2/21/2024 Approved)Arizona
Registered Investment Advisory firm - (4/17/2024 Terminated)California
Registered Investment Advisory firm - (5/17/2024 Terminated)Florida
Registered Investment Advisory firm - (4/17/2024 Terminated)Illinois
Registered Investment Advisory firm - (4/17/2024 Terminated)Louisiana
Registered Investment Advisory firm - (4/26/2024 Terminated)Michigan
Registered Investment Advisory firm - (4/30/2024 Terminated)Minnesota
Registered Investment Advisory firm - (4/22/2024 Terminated)Tennessee
Registered Investment Advisory firm - (4/17/2024 Terminated)Texas
Registered Investment Advisory firm - (4/17/2024 Terminated)Virginia
Registered Investment Advisory firm - (5/9/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Arvada, CO
Mailing Address
7314 Ralston Rd, Arvada, CO 80002
Phone number
(720) 730-9892
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (21 States and Territories)
Documents
Red Flags
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