Keith St. John
Professional summary
Keith St. John, who also goes by Keith Anthony St John II, Keith St John Ii, Keith A St. John Ii, Keith A Stjohn, Keith Anthony St John, Keith Anthony St. John Ii, is a registered financial advisor currently at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located in St. Louis, Missouri.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Keith has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Keith St. John's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Keith St. John's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2024 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: One N Jefferson Ave, St. Louis, MO 63103Office #2: One North Jefferson Avenue Mail Code: H0004-05e, St. Louis, MO 63103-2205September 6, 2024 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: One N Jefferson Ave, St. Louis, MO 63103Office #2: One North Jefferson Avenue H0004-05c, St. Louis, MO 63103September 28, 2022 - July 30, 2026
WELLS FARGO CLEARING SERVICES, LLC
September 28, 2022 - July 30, 2026
WELLS FARGO CLEARING SERVICES, LLC
August 13, 2019 - July 26, 2022
EDWARD JONES
August 13, 2019 - July 26, 2022
EDWARD JONES
February 23, 2017 - July 24, 2019
WELLS FARGO CLEARING SERVICES, LLC
February 23, 2017 - July 24, 2019
WELLS FARGO CLEARING SERVICES, LLC
July 18, 2016 - January 10, 2017
EDWARD JONES
Primary Firm SEC Registration
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/18/2024)
(11/18/2024)
(9/6/2024)
(9/6/2024)
(11/25/2025)
(11/18/2024)
(7/16/2025)
Exams
FINRA
Current Firm
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRAVEN, JAMES J | BOARD OF MANAGERS | 4323533 |
| GINDI, SOL | BOARD OF MANAGERS | 4903526 |
| KARANIK, ERIK ANTHONY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER/CONTROL PRINCIPAL | 5616656 |
| MARKMANN, DAVID FRANZ | DESIGNATED TEXAS OFFICER | 2637778 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER | 5385585 |
| SANKOVICH, PAUL CAMERON | CHIEF COMPLIANCE OFFICER | 2475029 |
| TA, KIMBERLY CROWDER | BOARD OF MANAGERS/CONTROL PRINCIPAL | 4717506 |
| TYERS, JOHN R | PRESIDENT/BOARD OF MANAGERS/CONTROL PRINCIPAL | 2632380 |
Regulatory assets under management
| Total Number of Accounts | 401,726 |
| AUM (Assets Under Management) | $ 197,360,196,619 |
Disclosures
| Regulatory Event | 35 |
| Arbitration | 39 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2025 | ||
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.