Michael F. Balboa
Professional summary
Michael Frank Balboa is a registered financial professional currently at FENIMORE SECURITIES, INC. located in Cobleskill, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2016. Michael has worked at 1 firm and has passed the Series 99TO, SIE and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Frank Balboa's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2016 - Present
FENIMORE SECURITIES, INC.
Office #1: 384 North Grand Street P. O. Box 399, Cobleskill, NY 12043Office #2: 384 North Grand Street-box 399, Cobleskill, NY 12043State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 6/15/2016
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
FENIMORE SECURITIES, INC.
CRD#: 104391 / SEC#: , 8-52854
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
