Barry K. Cooper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Kyle Cooper was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 2016. Barry had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2018 - December 6, 2022
GREENLEAF FINANCIAL NETWORK, LLC
September 28, 2017 - April 12, 2018
HORNOR, TOWNSEND & KENT, LLC
August 15, 2017 - April 12, 2018
HORNOR, TOWNSEND & KENT, LLC
December 1, 2016 - March 31, 2017
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
GREENLEAF FINANCIAL NETWORK, LLC
CRD#: 284165 / SEC#: 801-136600
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Current Firm
GREENLEAF FINANCIAL NETWORK, LLC
CRD#: 284165 / SEC#: 801-136600
Contact information
SEC notice filing (11 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 329 |
| AUM (Assets Under Management) | $ 123,695,747 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
