Joseph A. Warner

ALLVET FINANCIAL

Plano, TX

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CRD#: 6635392

Professional summary

Joseph Andrew Warner, who also goes by Joe Warner, Joseph Warner, is a registered financial advisor currently at ALLVET FINANCIAL located in Plano, Texas.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Joseph has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

Joe Warner | Joseph Warner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Joseph Warner, via Joe Warner CSLP LLC, also does student loan consulting for Dr. Meredith Jones, LLC. He spends 25 hours per month on this activity, and will do consults during trading hours. Not investment related. Joseph Warner is the sole owner of Warner Property Management LLC, a property management company that manages 4 single family rental homes. He spends less than 1 hour per month on this activity outside of trading hours. Not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Andrew Warner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2025 - Present

ALLVET FINANCIAL

RIA

CRD#: 336247

Plano, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLVET FINANCIAL

ALLVET FINANCIAL | ALLVET FINANCIAL LLC

CRD#: 336247 / SEC#: 801-136165

RIA

Registered Investment Advisory firm - (5/1/2026 Approved)

California

Registered Investment Advisory firm - (5/31/2026 Terminated)

Colorado

Registered Investment Advisory firm - (5/4/2026 Terminated)

Connecticut

Registered Investment Advisory firm - (5/4/2026 Terminated)

Florida

Registered Investment Advisory firm - (5/1/2026 Terminated)

Louisiana

Registered Investment Advisory firm - (5/1/2026 Terminated)

Minnesota

Registered Investment Advisory firm - (5/4/2026 Terminated)

New York

Registered Investment Advisory firm - (5/1/2026 Terminated)

North Carolina

Registered Investment Advisory firm - (5/8/2026 Terminated)

Texas

Registered Investment Advisory firm - (5/1/2026 Terminated)

Virginia

Registered Investment Advisory firm - (5/5/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 8/2/2025

Uniform Investment Adviser Law Examination

Current Firm

ALLVET FINANCIAL

ALLVET FINANCIAL | ALLVET FINANCIAL LLC

CRD#: 336247 / SEC#: 801-136165

RIA

Registered Investment Advisory firm - (5/1/2026 Approved)

California

Registered Investment Advisory firm - (5/31/2026 Terminated)

Colorado

Registered Investment Advisory firm - (5/4/2026 Terminated)

Connecticut

Registered Investment Advisory firm - (5/4/2026 Terminated)

Florida

Registered Investment Advisory firm - (5/1/2026 Terminated)

Louisiana

Registered Investment Advisory firm - (5/1/2026 Terminated)

Minnesota

Registered Investment Advisory firm - (5/4/2026 Terminated)

New York

Registered Investment Advisory firm - (5/1/2026 Terminated)

North Carolina

Registered Investment Advisory firm - (5/8/2026 Terminated)

Texas

Registered Investment Advisory firm - (5/1/2026 Terminated)

Virginia

Registered Investment Advisory firm - (5/5/2026 Terminated)

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Contact information

Main Address

Manakin Sabot, VA

Mailing Address

Phone number

(804) 201-4615

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A/2B (4/8/2026)

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 1,266,880

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph A. Warner

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Andrew Warner's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLVET FINANCIAL

Primary Firm SEC Registration

ALLVET FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Passed: 8/2/2025

Current Firm

ALLVET FINANCIAL

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLVET FINANCIAL

TRUST BUT VERIFY

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