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Richard D. Trombley
FINANCIAL SERVICES OF AMERICA ADVISORS
Troy, MI 48084
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CRD#: 6635170
RT
Professional summary
Richard Dean Trombley is a registered financial advisor currently at FINANCIAL SERVICES OF AMERICA ADVISORS located in Troy, Michigan.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Richard has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) FINANCIAL SERVICES OF AMERICA; POSITION: INSURANCE AGENT; NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE 03/2006; ADDRESS: 50 West Big Beaver Road Ste 800 Troy, MI, USA, 48084 DESCRIPTION: Insurance Sales and Services. 2.) FSA HEALTH; POSITION: INSURANCE AGENT; NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE 12/2022; ADDRESS: 50 West Big Beaver Road Ste 800 Troy, MI, USA, 48084 DESCRIPTION: Insurance Sales and Services. 3.) FSA ADVISORS; POSITION: INVESTMENT ADVISER REPRESENTATIVE; NATURE: Investment Advice for fee INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE 08/2017; ADDRESS: 50 West Big Beaver Road Ste 800 Troy, MI, USA, 48084 DESCRIPTION: Securities Sales and Services
CRS (Client Relationship Summary) - RIA
Click below to view Richard Dean Trombley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2017 - Present
FINANCIAL SERVICES OF AMERICA ADVISORS
Office #1: 50 W Big Beaver Rd Suite 500, Troy, MI 48084RIA
CRD#: 286251
Troy, MI
Past
December 14, 2022 - August 7, 2025
AE FINANCIAL SERVICES, LLC
BD
CRD#: 298608
Troy, MI
Past
August 10, 2016 - December 15, 2022
INDEPENDENCE CAPITAL CO., INC.
RIA
CRD#: 24723
WARREN, MI
Past
June 6, 2016 - December 15, 2022
INDEPENDENCE CAPITAL CO., INC.
BD
CRD#: 24723
WARREN, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FS
FINANCIAL SERVICES OF AMERICA ADVISORS
FINANCIAL SERVICES OF AMERICA ADVISORS | FSA ADVISORS, INC. | FSA ADVISORS
CRD#: 286251 / SEC#: 801-120474
RIA
Registered Investment Advisory firm - (3/8/2021 Approved)Florida
Registered Investment Advisory firm - (4/21/2021 Terminated)Michigan
Registered Investment Advisory firm - (4/21/2021 Terminated)Texas
Registered Investment Advisory firm - (4/21/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(8/30/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FS
FINANCIAL SERVICES OF AMERICA ADVISORS
FINANCIAL SERVICES OF AMERICA ADVISORS | FSA ADVISORS, INC. | FSA ADVISORS
CRD#: 286251 / SEC#: 801-120474
RIA
Registered Investment Advisory firm - (3/8/2021 Approved)Florida
Registered Investment Advisory firm - (4/21/2021 Terminated)Michigan
Registered Investment Advisory firm - (4/21/2021 Terminated)Texas
Registered Investment Advisory firm - (4/21/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
50 W Big Beaver Rd Suite 500, Troy, MI 48084
Mailing Address
Phone number
(800) 977-9292
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,687 |
| AUM (Assets Under Management) | $ 396,180,038 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
