Elisa D. Ramos

EAGLE STRATEGIES LLC

OKEMOS, MI 48864

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CRD#: 6635052

Professional summary

Elisa D Ramos, who also goes by Elisa Ramos, Elisa Deborah Ramos, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Okemos, Michigan and NYLIFE SECURITIES LLC located in Okemos, Michigan.

Elisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Elisa has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elisa Ramos | Elisa Deborah Ramos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Name: FieldWorks Inv rel: N Addr: 3222 S. Martin Luther King Blvd, Ste 14, Lansing, MI 48910 Nature: Consulting Firm Position: Driver Start: 10/26/2021 No hrs/mo: 32 No hrs/mo dur trading: 0 Duties: Drive canvassers to their assignments and back. (2)Name: Democratic 8th CD Executive Committee Inv rel: N Addr: At residential address Nature: Committee works to help elect the Democratic candidate for the 8th C.D. Position: Executive Committee Member Start: 03/01/2013 No hrs/mo: 12 No hrs/mo dur trading: 0 Duties: Attend bi-monthly and sometimes monthly meetings on Saturdays.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elisa D Ramos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2023 - Present

EAGLE STRATEGIES LLC

Office #1: 2127 University Park Drive Suite 360, Okemos, MI 48864

RIA

CRD#: 110826

OKEMOS, MI

Current

April 27, 2023 - Present

NYLIFE SECURITIES LLC

Office #1: 2127 University Park Drive Suite 360, Okemos, MI 48864

CRD#: 5167

Okemos, MI

Past

July 22, 2022 - September 15, 2022

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

Secaucus, NJ

Past

November 15, 2021 - July 12, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Southfield, MI

Past

November 15, 2021 - July 12, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

Southfield, MI

Past

September 10, 2019 - November 22, 2019

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

OKEMOS, MI

Past

September 10, 2019 - November 22, 2019

EQUITABLE ADVISORS, LLC

CRD#: 6627

OKEMOS, MI

Past

May 22, 2018 - September 19, 2019

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

AUBURN HILLS, MI

Past

May 22, 2018 - September 19, 2019

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

AUBURN HILLS, MI

Past

October 12, 2016 - May 24, 2018

MORGAN STANLEY

RIA

CRD#: 149777

EAST LANSING, MI

Past

July 22, 2016 - May 24, 2018

MORGAN STANLEY

CRD#: 149777

EAST LANSING, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(4/27/2023)

IAR

Michigan
(8/21/2023)

New York
(5/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/5/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Elisa D. Ramos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elisa D Ramos's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

ERNST & YOUNG INVESTMENT ADVISERS LLP

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/5/2016

SIE

Date: 10/1/2018

Series 7

Date: 7/21/2016

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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