RT

Randolph G. Tolson

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CRD#: 6634315
RT

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Randolph Gene Tolson, who also goes by Randy Gene Tolson, was a registered financial professional .

Randolph is a previously registered financial professional and started their career in finance in 2016. Randolph had worked at 1 firm and has passed the Series 65 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Randy Gene Tolson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 26, 2016 - March 31, 2018

JOSEPH WRIGHT INVESTMENTS

RIA
CRD#: 166764
TUCSON, AZ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam

Current Firm


JW
JOSEPH WRIGHT INVESTMENTS
JOSEPH WRIGHT INVESTMENTS | JOSEPH WRIGHT, PC | JOSEPH WRIGHT INVESTMENTS, PC

CRD#: 166764 / SEC#:

Arizona
Registered Investment Advisory firm - (3/26/2013 Approved)
Texas
Registered Investment Advisory firm - (5/19/2014 Conditional Restricted)
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Contact information


Main Address
7225 N. Oracle Road, #207, Tucson, AZ 85704
Mailing Address
Phone number
(520) 861-2970
Established
Firm type
Fiscal year end
# of Employees
1

Regulatory assets under management


Total Number of Accounts57
AUM (Assets Under Management)$ 4,100,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JOSEPH WRIGHT INVESTMENTS

CRD#: 166764

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