AS
Aaron M. Soden
VICUS CAPITAL
Lakewood, PA 18439
Some features on this profile are disabled
CRD#: 6633797
AS
Professional summary
Aaron Mark Soden is a registered financial advisor currently at VICUS CAPITAL, INC. located in Lakewood, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Lakewood, Pennsylvania.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Aaron has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 9/29 APX NUMBER OF HOURS PER WEEK: 12 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES, AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: ELEVEN ROSES LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: COMMERCIAL REAL ESTATE DEVELOPMENT START DATE: 9/2018 POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: DAY TO DAY DECISION MAKING AND RESPONSIBLE FOR HANDLING THE COMPANY'S FINANCIALS INCLUDING PAYING BILLS, RECEIVING RENT, AND FILING TAX RETURNS 3. NAME OF OTHER BUSINESS: RICK LEET AGENCY INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE SALES START DATE: 4/2019 POSITION/TITLE/RELATIONSHIP: FINANCIAL SPECIALIST APX NUMBER OF HOURS PER WEEK: 12 BRIEF DESCRIPTION OF DUTIES: SELL FIXED LIFE AND ANNUITY PRODUCTS 4. NAME OF OTHER BUSINESS: 1938 WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2019 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: REGISTERED REPRESENTATIVE 5. NAME OF OTHER BUSINESS: VICUS CAPITAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY BUSINESS; POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE; START DATE: 12/2020; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT; 6. NAME OF OTHER BUSINESS: RICK LEET AGENCY LLC DBA LITTLE AND NELSON INSURANCE; INVESTMENT RELATED: NO; ADDRESS: 66 PUBLIC AVE MONTROSE PA 18801; NATURE OF BUSINESS: INSURANCE; START DATE: 10/2020; POSITION/TITLE/RELATIONSHIP: OPERATIONS; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: INSURANCE SALES, RESPONSIBLE FOR OPERATIONS, TECHNOLOGY AND SYSTEMS; 7. NAME OF OTHER BUSINESS: VICUS CAPITAL, INC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 10/2020; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HHOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 8. NAME OF OTHER BUSINESS: SUSQUEHANNA FIRE DEPT, INC, INVESTMENT RELATED: NO, ADDRESS: 43 ERIE BLVD, SUSQUEHANNA, PA 18874, NATURE OF BUSINESS: VOLUNTEER FIRE DEPT, START DATE:11/2024, POSITION/TITLE/RELATIONSHIP: ASSISTANT CHIEF , APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR TRAINING OF DEPARTMENT MEMBERS AND FOR OVERSIGHT OF EMERGENCY SCENES AND EMERGENCY RESPONSE PROCEDURES.;
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Mark Soden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 18, 2020 - Present
VICUS CAPITAL, INC.
Office #1: 18 Como Road, Lakewood, PA 18439Office #2: 321 Main Street, Hallstead, PA 18822RIA
CRD#: 116021
Lakewood, PA
Current
October 2, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 18 Como Rd, Lakewood, PA 18439Office #2: 321 Main Street, Hallstead, PA 18822BD
CRD#: 13572
Lakewood, PA
Past
April 15, 2016 - October 1, 2019
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
NEW MILFORD, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(8/25/2021)
RR
New York(10/2/2019)
RR
Pennsylvania(10/2/2019)
IAR
Pennsylvania(2/18/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
476 Rolling Ridge Drive Suite 315, State College, PA 16801
Mailing Address
Phone number
(855) 558-4287
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,058 |
| AUM (Assets Under Management) | $ 2,574,468,218 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
