JK
Jon S. Kashat
J.W. KORTH & COMPANY
Birmingham, MI 48009
Some features on this profile are disabled
CRD#: 6633270
JK
Professional summary
Jon Sahir Kashat, who also goes by Jon Hermiz, is a registered financial advisor currently at J.W. KORTH & COMPANY located in Birmingham, Michigan.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Jon has worked at 3 firms and has passed the Series 65, SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jon Hermiz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ANGLE ADVISORS, LLC. LOCATED AT 101 SOUTHFIELD ROAD, 2ND FLOOR, BIRMINGHAM, MI 48009. MR. Kashat is an associate AT ANGLE WHICH IS AN M&A ADVISORY FIRM. THE ACTIVITY IS TYPICALLY NOT INVESTMENT RELATED HOWEVER CIRCUMSTANCES MAY ARISE WHERE A BROKER DEALER MAY BE NEEDED (I.E. CERTAIN TRANSACTIONS INVOLVING STOCK OPTIONS). START DATE: 11/2017. 160 HOURS PER MONTH DEVOTE 8 HOURS PER DAY DURING SECURITIES TRADING HOURS BUSINESS ADVISORY FOR CORPORATE DEVELOPMENT
CRS (Client Relationship Summary) - RIA
Click below to view Jon Sahir Kashat's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jon Sahir Kashat's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2019 - Present
J.W. KORTH & COMPANY
Office #1: 101 Southfield Road 2nd Floor, Birmingham, MI 48009RIA
BD
CRD#: 26455
Birmingham, MI
Current
October 22, 2019 - Present
J.W. KORTH & COMPANY
Office #1: 6500 Centurion Drive Suite 250, Lansing, MI 48917RIA
BD
CRD#: 26455
Lansing, MI
Past
June 13, 2017 - November 7, 2017
CIG ASSET MANAGEMENT, INC.
RIA
CRD#: 123609
SOUTHFIELD, MI
Past
December 14, 2016 - November 7, 2017
CIG SECURITIES
BD
CRD#: 129864
SOUTHFIELD, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JK
J.W. KORTH & COMPANY
J W KORTH & COMPANY | J.W. KORTH AND COMPANY | J.W. KORTH & COMPANY, LIMITED PARTNERSHIP | J.W. KORTH & COMPANY
CRD#: 26455 / SEC#: 801-85185, 8-42712
RIA
Registered Investment Advisory firm - SEC (3/13/2015 Approved)Florida
Registered Investment Advisory firm - SEC (12/31/2018 Terminated)Maryland
Registered Investment Advisory firm - SEC (4/8/2014 Terminated)Michigan
Registered Investment Advisory firm - SEC (8/7/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(10/24/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JK
J.W. KORTH & COMPANY
J W KORTH & COMPANY | J.W. KORTH AND COMPANY | J.W. KORTH & COMPANY, LIMITED PARTNERSHIP | J.W. KORTH & COMPANY
CRD#: 26455 / SEC#: 801-85185, 8-42712
RIA
Registered Investment Advisory firm - SEC (3/13/2015 Approved)Florida
Registered Investment Advisory firm - SEC (12/31/2018 Terminated)Maryland
Registered Investment Advisory firm - SEC (4/8/2014 Terminated)Michigan
Registered Investment Advisory firm - SEC (8/7/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
6500 Centurion Drive Suite 250, Lansing, MI 48917
Mailing Address
6500 Centurion Drive Suite 250, Lansing, MI 48917
Phone number
(517) 333-4512
Established
Michigan since 03/16/1990
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
20
SEC notice filing (2 States and Territories)
FINRA licenses (23 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J W KORTH LLC | GENERAL PARTNER | |
| KORTH DIRECT MORTGAGE INC | SOLE MEMBER OF J W KORTH LLC, THE GENERAL PARTNER OF J W KORTH | |
| GIBBONS, MICHAEL LOUIS | CCO | 4416942 |
| HIPP, PAMELA JEAN | MANAGING DIRECTOR, FIXED INCOME TRADING | 2783224 |
| KORTH, JAMES WILDER | MANAGING PARTNER | 1091113 |
| MACDONALD-KORTH, HOLLY CHRISTINA | FINOP, MANAGING DIRECTOR | 5270817 |
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 225,625,781 |
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
