Samuel P. Knollmeyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Paul Knollmeyer, who also goes by Sam Knollmeyer, Samuel Knollmeyer, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 2020. Samuel had worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2021 - May 17, 2024
SENAHILL SECURITIES, LLC
October 30, 2020 - August 17, 2021
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 10/30/2020
Investment Banking Registered Representative ExaminationCurrent Firm
SENAHILL SECURITIES, LLC
CRD#: 166477 / SEC#: , 8-69215
Contact information
FINRA licenses (7 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
