Shauna L. Cassidy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shauna Lynn Cassidy was a registered financial professional .
Shauna is a previously registered financial professional and started their career in finance in 2019. Shauna had worked at 1 firm and has passed the Series 28 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2019 - September 30, 2019
CPOD MARKETS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 28
Date: 6/7/2017
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
CPOD MARKETS LLC
CRD#: 298660 / SEC#: , 8-70200
Contact information
Documents
Direct owners and executive officers
Red Flags
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