Joshua B. Brooks

EXPONENTIAL ADVISORS LLC

WEATHERFORD, TX

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CRD#: 6631736

Professional summary

Joshua Barrett Brooks Sr, CFP®, who also goes by Joshua Barrett Brooks Sr., Joshua Barrett Brooks, Josh B Brooks Sr, Josh B Brooks, Josh Barrett Brooks Sr, Josh Barrett Brooks, Josh Brooks Sr, Josh Brooks, is a registered financial advisor currently at EXPONENTIAL ADVISORS LLC located in Weatherford, Texas.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Joshua has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Retirement Planning

Education Planning

Estate Planning

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ARMY RESERVE COMPONENT POSITION: Chaplain Corps NATURE: I serve as a chaplain in the Army Reserve. My responsibilities include reporting for battle assembly for one weekend each month and two weeks of annual training. In addition, I often go on Temporary Duty (TDY) for short stints (e.g. one week). INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 12/19/2019 ADDRESS: 11280 White Settlement Rd, Fort Worth TX 76108, United States DESCRIPTION: As an Army Chaplain you'll have the responsibility of caring for the spiritual well-being of Soldiers and their Families. You'll also oversee a full program of religious ministries, including workshops, counseling sessions, religious education, and special events. Joshua Brooks is currently a licensed insurance agent, however, he no longer sells any insurance products, and is not affiliated with any insurance companies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Barrett Brooks Sr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

January 30, 2025 - Present

EXPONENTIAL ADVISORS LLC

RIA

CRD#: 333416

WEATHERFORD, TX

Past

June 27, 2023 - December 12, 2023

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

FORT WORTH, TX

Past

June 23, 2023 - December 12, 2023

SECURITIES AMERICA, INC.

CRD#: 10205

FORT WORTH, TX

Past

August 19, 2020 - April 25, 2023

EDWARD JONES

RIA

CRD#: 250

Highland Village, TX

Past

March 30, 2020 - April 25, 2023

EDWARD JONES

CRD#: 250

Highland Village, TX

Past

May 10, 2016 - April 15, 2020

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/23/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/10/2016

General Securities Representative Examination

Current Firm

EXPONENTIAL ADVISORS LLC

CRD#: 333416 / SEC#:

Texas

Registered Investment Advisory firm - (1/30/2025 Approved)

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Contact information

Main Address

Weatherford, TX

Mailing Address

Phone number

(682) 239-8268

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Joshua B. Brooks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Barrett Brooks Sr's CRS (Customer Relationship Summary).

Certified licenses

Experience

EXPONENTIAL ADVISORS LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

EDWARD JONES

EDWARD JONES

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/23/2016

SIE

Date: 10/1/2018

Series 7

Date: 5/10/2016

Current Firm

EXPONENTIAL ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

EXPONENTIAL ADVISORS LLC

TRUST BUT VERIFY

Contact information

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