RT
Ryan M. Thomas
MGI FUNDS DISTRIBUTORS
Minneapolis, MN 55402
Some features on this profile are disabled
CRD#: 6631567
RT
Professional summary
Ryan Mark Thomas is a registered financial professional currently at MGI FUNDS DISTRIBUTORS, LLC located in Minneapolis, Minnesota.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2017. Ryan has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ryan Mark Thomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2020 - Present
MGI FUNDS DISTRIBUTORS, LLC
Office #1: 333 South 7th Street Suite 1400, Minneapolis, MN 55402BD
CRD#: 35682
Minneapolis, MN
Past
January 18, 2017 - December 31, 2019
MMC SECURITIES LLC
BD
CRD#: 103846
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2020)
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Alaska(1/6/2020)
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Arizona(1/6/2020)
RR
Arkansas(1/6/2020)
RR
California(1/6/2020)
RR
Colorado(1/6/2020)
RR
Connecticut(1/6/2020)
RR
Delaware(1/6/2020)
RR
District of Columbia(1/6/2020)
RR
Florida(1/6/2020)
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Georgia(1/6/2020)
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Hawaii(1/6/2020)
RR
Idaho(1/6/2020)
RR
Illinois(1/6/2020)
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Indiana(1/6/2020)
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Iowa(1/6/2020)
RR
Kansas(1/6/2020)
RR
Kentucky(1/6/2020)
RR
Louisiana(1/6/2020)
RR
Maine(1/6/2020)
RR
Maryland(1/6/2020)
RR
Massachusetts(1/6/2020)
RR
Michigan(1/6/2020)
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Minnesota(1/6/2020)
RR
Mississippi(1/6/2020)
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Missouri(1/6/2020)
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Montana(1/6/2020)
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Nebraska(1/6/2020)
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Nevada(1/6/2020)
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New Hampshire(1/6/2020)
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New Jersey(1/6/2020)
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New Mexico(1/6/2020)
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New York(1/6/2020)
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North Carolina(1/6/2020)
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North Dakota(1/6/2020)
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Ohio(1/6/2020)
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Oklahoma(1/6/2020)
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Oregon(1/6/2020)
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Pennsylvania(1/6/2020)
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Puerto Rico(1/6/2020)
RR
Rhode Island(1/6/2020)
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South Carolina(1/6/2020)
RR
South Dakota(1/6/2020)
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Texas(1/6/2020)
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Utah(1/6/2020)
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Vermont(1/6/2020)
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Virginia(1/6/2020)
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Washington(1/6/2020)
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West Virginia(1/6/2020)
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Wisconsin(1/6/2020)
RR
Wyoming(1/6/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MF
MGI FUNDS DISTRIBUTORS, LLC
MGI FUNDS DISTRIBUTORS, INC. | OFFIT FUNDS DISTRIBUTOR, INC. | MGI FUNDS DISTRIBUTORS, LLC
CRD#: 35682 / SEC#: , 8-46960
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/30/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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