MK
Mohammad B. Kaleem
HOOPOE ADVISORS
Boston, MA 02118
Some features on this profile are disabled
CRD#: 6631211
MK
Professional summary
Mohammad Bilal Kaleem, who also goes by Mohammad Kaleem, is a registered financial advisor currently at HOOPOE ADVISORS located in Boston, Massachusetts and HOOPOE CAPITAL MARKETS, LLC located in Boston, Massachusetts.
Mohammad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Mohammad has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mohammad Kaleem
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)11/2016: Strengthening Families & Communities, LLC, (dba Hoopoe Advisors) Co-Founder, Managing Partner, Investment Adviser Representative - at reported location. Approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. (2) 06/2022 - RENTAL PROPERTY; OWNER; INVESTMENT RELATED: NO; 66 SPRUCE STREET FRAMINGHAM M01701 USA. IT WILL TAKE 1 HOUR PER MONTH OF HIS TIME; RENTING OUT A PROPERTY; 2022-06-07;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 1; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 4;
CRS (Client Relationship Summary) - RIA
Click below to view Mohammad Bilal Kaleem's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2016 - Present
HOOPOE ADVISORS
Office #1: 603 Massachusetts Avenue Suite 200, Boston, MA 02118RIA
CRD#: 282573
Boston, MA
Current
December 20, 2018 - Present
HOOPOE CAPITAL MARKETS, LLC
Office #1: 603 Massachusetts Avenue Suite 200, Boston, MA 02118Office #2: 603 Massachusetts Avenue Suite 200, Boston, MA 02118BD
CRD#: 294271
Boston, MA
Past
June 24, 2016 - May 22, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
BOSTON, MA
Past
June 3, 2016 - August 16, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HOOPOE ADVISORS
HOOPOE ADVISORS | STRENGTHENING FAMILIES AND COMMUNITIES, LLC | STRENGTHENING FAMILIES AND COMMUNITIES (SFC) | STRENGTHENING FAMILIES & COMMUNITIES, LLC | STRENGTHENING FAMILES & COMMUNITIES, LLC | STRENGTHENING FAMILES & COMMUNITIES (SFC)
CRD#: 282573 / SEC#: 801-117778
RIA
Registered Investment Advisory firm - (12/12/2019 Approved)Massachusetts
Registered Investment Advisory firm - (1/20/2020 Terminated)New Jersey
Registered Investment Advisory firm - (1/31/2020 Terminated)New York
Registered Investment Advisory firm - (1/20/2020 Terminated)Texas
Registered Investment Advisory firm - (1/20/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/22/2020)
RR
Florida(10/5/2022)
RR
Georgia(12/18/2024)
RR
Indiana(10/4/2022)
IAR
Massachusetts(12/5/2016)
RR
Massachusetts(2/21/2019)
IAR
New Jersey(11/29/2016)
RR
New Jersey(3/29/2019)
RR
New York(4/5/2019)
RR
North Carolina(3/30/2021)
RR
Ohio(9/2/2022)
RR
Pennsylvania(2/25/2019)
IAR
Texas(11/29/2016)
RR
Texas(2/25/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HA
HOOPOE ADVISORS
HOOPOE ADVISORS | STRENGTHENING FAMILIES AND COMMUNITIES, LLC | STRENGTHENING FAMILIES AND COMMUNITIES (SFC) | STRENGTHENING FAMILIES & COMMUNITIES, LLC | STRENGTHENING FAMILES & COMMUNITIES, LLC | STRENGTHENING FAMILES & COMMUNITIES (SFC)
CRD#: 282573 / SEC#: 801-117778
RIA
Registered Investment Advisory firm - (12/12/2019 Approved)Massachusetts
Registered Investment Advisory firm - (1/20/2020 Terminated)New Jersey
Registered Investment Advisory firm - (1/31/2020 Terminated)New York
Registered Investment Advisory firm - (1/20/2020 Terminated)Texas
Registered Investment Advisory firm - (1/20/2020 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
603 Massachusetts Avenue Suite 200, Boston, MA 02118
Mailing Address
Phone number
(617) 708-0639
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 553 |
| AUM (Assets Under Management) | $ 543,554,485 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HOOPOE ADVISORS
CRD#: 282573Boston, MA 02118TRUST BUT VERIFY
Monitor Mohammad Kaleem
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
