Charles J. Stermetz

EQUITYFTW

MORGAN HILL, CA

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CRD#: 6630240

Professional summary

Charles Joseph Stermetz, CFP®, who also goes by Cj Stermetz, is a registered financial advisor currently at EQUITYFTW located in Morgan Hill, California.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Charles has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cj Stermetz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Joseph Stermetz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

July 2, 2024 - Present

EQUITYFTW

RIA

CRD#: 331508

MORGAN HILL, CA

Past

December 13, 2018 - June 28, 2024

MOSS ADAMS WEALTH ADVISORS LLC

RIA

CRD#: 108917

Campbell, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/2/2024)

IAR

Utah
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/2018

Uniform Investment Adviser Law Examination

Current Firm

EQUITYFTW

EQUITY FOR THE WIN LLC | EQUITYFTW

CRD#: 331508 / SEC#:

California

Registered Investment Advisory firm - (7/2/2024 Approved)

Utah

Registered Investment Advisory firm - (1/2/2025 Approved)

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Contact information

Main Address

Morgan Hill, CA

Mailing Address

5706 Cahalan Avenue #23393, San Jose, CA 95123

Phone number

(408) 550-6132

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles J. Stermetz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Joseph Stermetz's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITYFTW

MOSS ADAMS WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/2018

Current Firm

EQUITYFTW

Contact information

Documents

Red Flags

Company Information

EQUITYFTW

TRUST BUT VERIFY

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