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DF

Douglas G. Franklin

FIRST TURN SECURITIES LLC
OKLAHOMA CITY, OK 73104
Some features on this profile are disabled
CRD#: 6629836
DF

Professional summary

Douglas Graham Franklin is a registered financial professional currently at FIRST TURN SECURITIES LLC located in Oklahoma City, Oklahoma.

Douglas is registered as a RR (Registered Representative) and started their career in finance in 2016. Douglas has worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas Graham Franklin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 30, 2025 - Present

FIRST TURN SECURITIES LLC

Office #1: 4 East Sheridan Ave Suite 300, Oklahoma City, OK 73104
BD
CRD#: 331300
OKLAHOMA CITY, OK
Past

October 28, 2016 - March 10, 2025

GLAUCON CAPITAL PARTNERS, L.L.C.

BD
CRD#: 103770
PALMETTO, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(4/30/2025)
RR
Kansas
(4/30/2025)
RR
Louisiana
(4/30/2025)
RR
Oklahoma
(4/30/2025)
RR
Texas
(4/30/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 2/28/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/14/2017
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 10/28/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FT
FIRST TURN SECURITIES LLC
FIRST TURN CAPITAL LLC | FIRST TURN SECURITIES LLC

CRD#: 331300 / SEC#: , 8-71242

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
4 East Sheridan Ave Suite 300, Oklahoma City, OK 73104
Mailing Address
4 East Sheridan Ave Suite 300, Oklahoma City, OK 73104
Phone number
(405) 205-1918
Established
Oklahoma since 04/22/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST TURN HOLDINGS LLCMEMBER
AGERTON, DEBORAH LYNNFINOP/PFO/POO4460597
GODWIN, CHAD DAVIDCEO/CCO7908601

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST TURN SECURITIES LLC

CRD#: 331300Oklahoma City, OK 73104

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