Jonah A. Rauguth
IMMACULATE WEALTH MANAGEMENT
Mesa, AZ 85209
Some features on this profile are disabled
CRD#: 6629493
Professional summary
Jonah Adam Rauguth, CFP® is a registered financial advisor currently at IMMACULATE WEALTH MANAGEMENT, LLC located in Mesa, Arizona and GRADIENT SECURITIES, LLC located in Mesa, Arizona.
Jonah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Jonah has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Independent Insurance Agent INVESTMENT RELATED; 2500 S. POWER ROAD, SUITE 111, MESA, AZ 85209; INSURANCE; INSURANCE AGENT/IAR; START 05/2019; 120 HOURS PER MONTH; 120 HOURS DURING SECURITIES TRADING HOURS; SALES OF FIXED INSURANCE AND DBA NAME FOR SECURITIES/ADVISORY BUSINESS. 2. INSTACART; NOT INVESTMENT RELATED; GROCERY DELIVERY; 23310 S 202nd ST, QUEEN CREEK, AZ 85142; GROCERY DELIVERY; DELIVERER OF GROCERIES; START 8/2020; 12 HOURS PER MONTH; NONE OF WHICH ARE DURING SECURITIES TRADING HOURS; PERSONAL SHOPPER AND DELIVERER OF GROCERIES.
CRS (Client Relationship Summary) - RIA
Click below to view Jonah Adam Rauguth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
May 22, 2019 - Present
IMMACULATE WEALTH MANAGEMENT, LLC
Office #1: 2500 S. Power Road Suite 111, Mesa, AZ 85209RIA
CRD#: 167657
Mesa, AZ
Current
October 29, 2018 - Present
GRADIENT SECURITIES, LLC
Office #1: 2500 S. Power Road Suite 111, Mesa, AZ 85209RIA
BD
CRD#: 127701
Mesa, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IMMACULATE WEALTH MANAGEMENT, LLC
IMMACULATE WEALTH MANAGEMENT, LLC
CRD#: 167657 / SEC#: 801-132448
RIA
Registered Investment Advisory firm - (4/17/2025 Approved)Arizona
Registered Investment Advisory firm - (4/21/2025 Terminated)California
Registered Investment Advisory firm - (5/21/2025 Terminated)Michigan
Registered Investment Advisory firm - (12/23/2022 Terminated)Texas
Registered Investment Advisory firm - (4/21/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/28/2019)
IAR
Arizona(5/28/2019)
RR
California(5/20/2019)
RR
Colorado(4/26/2024)
RR
Georgia(8/20/2019)
RR
Idaho(4/12/2024)
RR
Illinois(1/8/2025)
RR
Maryland(8/20/2019)
RR
Mississippi(1/8/2025)
RR
Nevada(1/8/2025)
RR
North Carolina(11/12/2021)
RR
Ohio(1/9/2025)
RR
Oregon(1/8/2025)
RR
Rhode Island(1/8/2025)
RR
Texas(1/8/2025)
RR
Utah(1/8/2025)
RR
Virginia(1/8/2025)
RR
Washington(1/8/2025)
RR
Wisconsin(5/20/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IW
IMMACULATE WEALTH MANAGEMENT, LLC
IMMACULATE WEALTH MANAGEMENT, LLC
CRD#: 167657 / SEC#: 801-132448
RIA
Registered Investment Advisory firm - (4/17/2025 Approved)Arizona
Registered Investment Advisory firm - (4/21/2025 Terminated)California
Registered Investment Advisory firm - (5/21/2025 Terminated)Michigan
Registered Investment Advisory firm - (12/23/2022 Terminated)Texas
Registered Investment Advisory firm - (4/21/2025 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2500 S. Power Road Suite 111, Mesa, AZ 85209
Mailing Address
Phone number
(480) 776-3511
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 740 |
| AUM (Assets Under Management) | $ 118,970,810 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
