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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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SB

Samuel D. Bravo

GALLATIN FINANCIAL ADVISORS
SAN LUIS OBISPO, CA 93401
Some features on this profile are disabled
CRD#: 6629399
SB

Professional summary

Samuel David Bravo, who also goes by Samuel Bravo, is a registered financial advisor currently at GALLATIN FINANCIAL ADVISORS, LLC located in San Luis Obispo, California.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Samuel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Samuel Bravo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel David Bravo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 29, 2024 - Present

GALLATIN FINANCIAL ADVISORS, LLC

Office #1: 1150 Laurel Lane Suite 180, San Luis Obispo, CA 93401
RIA
CRD#: 164901
SAN LUIS OBISPO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/29/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/10/2023
Uniform Investment Adviser Law Examination

Current Firm

GF
GALLATIN FINANCIAL ADVISORS, LLC
GALLATIN FINANCIAL ADVISORS, LLC | GALLATIN INVESTMENTS, LLC | GALLATIN FINANCIAL, LLC

CRD#: 164901 / SEC#:

California
Registered Investment Advisory firm - (3/21/2024 Approved)
Illinois
Registered Investment Advisory firm - (8/6/2012 Approved)
Pennsylvania
Registered Investment Advisory firm - (1/11/2024 Approved)
Wisconsin
Registered Investment Advisory firm - (8/7/2012 Approved)
PREMIUM
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Contact information

Main Address
Mequon, WI
Mailing Address
Phone number
(773) 332-0499
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts197
AUM (Assets Under Management)$ 47,668,966

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GALLATIN FINANCIAL ADVISORS, LLC

CRD#: 164901San Luis Obispo, CA 93401

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