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DD

David J. Doehring

Some features on this profile are disabled
CRD#: 6629162
DD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David James Doehring was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2016. David had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fortress Financial; 2010-A Harbison Dr. #326, Vacaville, CA; investment-related; Starting: 01/2024; DBA used to provide and market insurance and financial services as an investment advisor representative of Sowell Management. 2) QUILITY WHOLESALE - POSITION: Insurance Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 05/24/2021 ADDRESS: 80 Norwich-New London Tpke, Uncasville CT 06382, United States DESCRIPTION: Helping clients with their insurance needs. 3) STANFLE REALTY - POSITION: Real Estate Salesperson NATURE: Helping people with the purchase and sale of real estate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 02/2023 ADDRESS: LOS ANGELES, CA DESCRIPTION: I am a Real Estate Salesperson, so I assist people through the buying or selling process of the real estate transaction. Whether they are buying or selling their home, I offer them assistance with the transaction.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 21, 2024 - June 2, 2025

QUILITY FINANCIAL ADVISORS

RIA
CRD#: 304586
LADERA RANCH, CA
Past

March 6, 2024 - August 27, 2024

SOWELL MANAGEMENT

RIA
CRD#: 127145
Ladera Ranch, CA
Past

June 15, 2023 - November 22, 2023

QUILITY FINANCIAL ADVISORS

RIA
CRD#: 304586
IRVINE, CA
Past

July 12, 2021 - November 11, 2022

GWN SECURITIES INC.

RIA
CRD#: 128929
IRVINE, CA
Past

July 12, 2021 - November 11, 2022

GWN SECURITIES INC.

BD
CRD#: 128929
PALM BEACH GARDENS, FL
Past

April 24, 2017 - June 8, 2021

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
Temecula, CA
Past

April 8, 2016 - June 8, 2021

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
Temecula, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QF
QUILITY FINANCIAL ADVISORS
API FINANCIAL ADVISORS, LLC | QUILITY FINANCIAL ADVISORS

CRD#: 304586 / SEC#: 801-117119

RIA
Registered Investment Advisory firm - (7/31/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 4/24/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/15/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 4/7/2016
Investment Company Products/Variable Contracts Representative Examination

Current Firm

QF
QUILITY FINANCIAL ADVISORS
API FINANCIAL ADVISORS, LLC | QUILITY FINANCIAL ADVISORS

CRD#: 304586 / SEC#: 801-117119

RIA
Registered Investment Advisory firm - (7/31/2019 Approved)
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Contact information

Main Address
1950 Rockledge Blvd Unit 201, Rockledge, FL 32955
Mailing Address
Phone number
(321) 888-2599
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts464
AUM (Assets Under Management)$ 71,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUILITY FINANCIAL ADVISORS

CRD#: 304586

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