Jeremy D. Reed

CARROLL ADVISORY GROUP

Emmitsburg, MD

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CRD#: 6628677

Professional summary

Jeremy David Reed, CFP® is a registered financial advisor currently at CARROLL ADVISORY GROUP located in Emmitsburg, Maryland.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jeremy has worked at 4 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Salisbury University; Not investment related; 1101 Camden Avenue Salisbury, Maryland, 21801; Financial Planning Advisory Council; Participant; volunteer; January 1, 2023; 1; 1; I am part of a panel that helps with building up the finance major. CBMC; Not investment related; 5746 Marlin Rd, 602 Chattanooga, Tennessee, 37411; Religious organization; Volunteer; Area leadership team; October 10, 2024; 6; 0; I am a member of the Area Leadership Team which helps facilitate and encourage the growth of CBMC in the central PA area. Ringgold Church; Not investment related; 14420 Bardoll Road Hagerstown, Maryland, 21742; Religious organization; Volunteer; Elder (in training); January 1, 2025; 10-20; 0; As a member of the elder board we handles decisions related to church administration, programming, and staff accountability.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy David Reed's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

October 13, 2025 - Present

CARROLL ADVISORY GROUP

RIA

CRD#: 334565

Emmitsburg, MD

Past

September 13, 2024 - October 17, 2025

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

March 11, 2021 - October 16, 2025

THRIVENT ADVISOR NETWORK, LLC

RIA

CRD#: 304569

Gettysburg, PA

Past

April 24, 2017 - March 9, 2021

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

FREDERICK, MD

Past

March 20, 2017 - March 9, 2021

RBC CAPITAL MARKETS, LLC

CRD#: 31194

FREDERICK, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARROLL ADVISORY GROUP

CARROLL ADVISORY GROUP | CARROLL ADVISORY GROUP, LLC

CRD#: 334565 / SEC#: 801-132029

RIA

Registered Investment Advisory firm - (3/13/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/18/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/24/2017

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/12/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/20/2017

General Securities Representative Examination

Current Firm

CARROLL ADVISORY GROUP

CARROLL ADVISORY GROUP | CARROLL ADVISORY GROUP, LLC

CRD#: 334565 / SEC#: 801-132029

RIA

Registered Investment Advisory firm - (3/13/2025 Approved)

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Contact information

Main Address

4203 Richmond Place, Texarkana, TX 75503

Mailing Address

Phone number

(903) 793-4014

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CARROLL ADVISORY GROUP FORM ADV PART 2A (9/29/2025)

Regulatory assets under management

Total Number of Accounts	600
AUM (Assets Under Management)	$ 227,632,425

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeremy D. Reed

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy David Reed's CRS (Customer Relationship Summary).

Certified licenses

Experience

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT ADVISOR NETWORK, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

Primary Firm SEC Registration

CARROLL ADVISORY GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 10/18/2024

Series 66

Date: 4/24/2017

Series 7TO

Date: 9/12/2024

SIE

Date: 10/1/2018

Series 7

Date: 3/20/2017

Current Firm

CARROLL ADVISORY GROUP

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARROLL ADVISORY GROUP

TRUST BUT VERIFY

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