Neal S. Marks

RKS MANAGEMENT

Calabasas, CA 91302

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CRD#: 6628566

Professional summary

Neal Scott Marks is a registered financial advisor currently at RKS MANAGEMENT, INC. located in Calabasas, California.

Neal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Neal has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RKS Management, Inc. Tax business. Certified Public Accountant. 02/2018. 5 hours/month. Tax planning. 2. Marks & Associates, An Accountancy Corporation. Tax business. Certified Public Accountant. 02/2018. 170 hours/month, 130 during securities trading hours. Tax planning & other CPA services. 3. Contend, Inc. Non-investment related. Digital Media. 2017. Digital media production and consulting. 10 hours per month, less than 5% during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neal Scott Marks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2019 - Present

RKS MANAGEMENT, INC.

Office #1: 23801 Calabasas Road Suite 1010, Calabasas, CA 91302

RIA

CRD#: 294789

Calabasas, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/18/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

RKS MANAGEMENT, INC.

CRD#: 294789 / SEC#:

California

Registered Investment Advisory firm - (8/20/2018 Approved)

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Contact information

Main Address

2801 Townsgate Rd. Suite 127, Westlake Village, CA 91361

Mailing Address

Phone number

(818) 515-4197

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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