Stephanie M. Holding
FSB PREMIER WEALTH MANAGEMENT | Financial Advisor
Cedar Falls, IA 50613
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CRD#: 6628255
Professional summary
Stephanie M Holding, who also goes by Stephanie M Daniels, Stephanie Marie Daniels, Stephanie Daniels, Stephanie Marie Holding, is a registered financial advisor currently at FSB PREMIER WEALTH MANAGEMENT, INC. located in Cedar Falls, Iowa.
Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Stephanie has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Cash Flow Management Strategie...
Retirement Planning Strategies
Sustainable and Responsible In...
Are you a "fiduciary"?
Yes
Aliases
Stephanie M Daniels | Stephanie Marie Daniels | Stephanie Daniels | Stephanie Marie Holding
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Farmers State Bank - Non investment related - 9750 University Ave, West Des Moines, IA 50266 - Banking - Private Banker - 09/15/2023 - 5 hours - 5 hours - Utilize Famers State Bank's banking products.
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie M Holding's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Stephanie M Holding's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2023 - Present
FSB PREMIER WEALTH MANAGEMENT, INC.
Office #1: 515 Main Street Suite A, Cedar Falls, IA 50613RIA
BD
CRD#: 15898
Cedar Falls, IA
Current
September 15, 2023 - Present
FSB PREMIER WEALTH MANAGEMENT, INC.
Office #1: 515 Main Street Suite A, Cedar Falls, IA 50613RIA
BD
CRD#: 15898
Cedar Falls, IA
Past
October 20, 2017 - October 14, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CEDAR FALLS, IA
Past
June 8, 2016 - October 14, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CEDAR FALLS, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FSB PREMIER WEALTH MANAGEMENT, INC.
FIRST NEBRASKA INVESTORS, INC. | WARNER GROUP, INC. | WARNER GROUP, INC | THE WARNER GROUP, INC. | FSB WARNER FINANCIAL, INC. | FSB WARNER FINANCIAL, INC | FSB PREMIER WEALTH MANAGEMENT, INC.
CRD#: 15898 / SEC#: 801-111084, 8-44865
RIA
Registered Investment Advisory firm - SEC (9/1/2017 Approved)Iowa
Registered Investment Advisory firm - SEC (2/9/2018 Terminated)Nebraska
Registered Investment Advisory firm - SEC (2/9/2018 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/17/2011 Terminated)South Dakota
Registered Investment Advisory firm - SEC (1/27/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(10/4/2023)
IAR
Colorado(8/13/2025)
IAR
Florida(10/9/2023)
RR
Iowa(9/15/2023)
IAR
Iowa(9/15/2023)
IAR
Minnesota(7/22/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FP
FSB PREMIER WEALTH MANAGEMENT, INC.
FIRST NEBRASKA INVESTORS, INC. | WARNER GROUP, INC. | WARNER GROUP, INC | THE WARNER GROUP, INC. | FSB WARNER FINANCIAL, INC. | FSB WARNER FINANCIAL, INC | FSB PREMIER WEALTH MANAGEMENT, INC.
CRD#: 15898 / SEC#: 801-111084, 8-44865
RIA
Registered Investment Advisory firm - SEC (9/1/2017 Approved)Iowa
Registered Investment Advisory firm - SEC (2/9/2018 Terminated)Nebraska
Registered Investment Advisory firm - SEC (2/9/2018 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/17/2011 Terminated)South Dakota
Registered Investment Advisory firm - SEC (1/27/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
131 Tower Park Drive Suite 115, Waterloo, IA 50701
Mailing Address
131 Tower Park Drive Suite 115, Waterloo, IA 50701
Phone number
(319) 235-6561
Established
Nebraska since 05/08/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
14
SEC notice filing (13 States and Territories)
FINRA licenses (5 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,751 |
| AUM (Assets Under Management) | $ 346,694,879 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
FSB PREMIER WEALTH MANAGEMENT, INC.
Financial AdvisorCRD#: 15898Cedar Falls, IA 50613TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
