Joshua M. Elmore

RISE FINANCIAL PARTNERS

Sarasota, FL

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CRD#: 6627985

Professional summary

Joshua Michael Elmore, CFP®, who also goes by Joshua Elmore, is a registered financial advisor currently at RISE FINANCIAL PARTNERS located in Sarasota, Florida.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Joshua has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joshua Elmore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CLASSICO ITALIAN CHOPHOUSE SARASOTA FL RESTAURANT SINCE 06/2021 SERVER/BARTENDER 15 HRS PER WEEK NOT INVESTMENT RELATED Plan Wealth Creative LLC; not investment related; 1680 Fruitville Road Suite 509 Sarasota FL 34236; entity that ONLY receives payouts for investment advising activities through Rise Financial Partners NO PRODUCTS OR SERVICES OF ANY KIND are offered through Plan Wealth Creative LLC; Founder and CEO; since 10/28/22; 0 hours/ month devoted to this business; 0 hours devoted to this business during trade hours; duties relating to this business are strictly administrative as this entity only exists for the purpose of receiving payouts from Rise Financial Partners

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Michael Elmore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

September 28, 2023 - Present

RISE FINANCIAL PARTNERS

RIA

CRD#: 305637

Sarasota, FL

Past

April 23, 2021 - November 2, 2023

IHT WEALTH MANAGEMENT LLC

RIA

CRD#: 171481

SARASOTA, FL

Past

June 27, 2016 - April 28, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DEKALB, IL

Past

May 14, 2016 - April 28, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DEKALB, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/28/2023)

IAR

Illinois
(4/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/25/2016

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/29/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/14/2016

General Securities Representative Examination

Current Firm

RISE FINANCIAL PARTNERS

RISE FINANCIAL PARTNERS | RISE FINANCIAL PARTNERS LLC

CRD#: 305637 / SEC#:

Florida

Registered Investment Advisory firm - (3/16/2021 Approved)

Illinois

Registered Investment Advisory firm - (4/11/2024 Approved)

Michigan

Registered Investment Advisory firm - (11/12/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/31/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

St Petersburg, FL

Mailing Address

Phone number

(941) 961-8555

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	297
AUM (Assets Under Management)	$ 43,097,403

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua M. Elmore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Michael Elmore's CRS (Customer Relationship Summary).

Certified licenses

Experience

RISE FINANCIAL PARTNERS

IHT WEALTH MANAGEMENT LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/25/2016

Series 7TO

Date: 3/29/2024

SIE

Date: 10/1/2018

Series 7

Date: 5/14/2016

Current Firm

RISE FINANCIAL PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RISE FINANCIAL PARTNERS

TRUST BUT VERIFY

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