RS
Robert G. Slawinski
TRANSAMERICA FINANCIAL ADVISORS
West Palm Beach, FL 33409
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CRD#: 6627812
RS
Professional summary
Robert Glenn Slawinski is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in West Palm Beach, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Robert has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. NATIONAL ASSOCIATION OF REGISTERED SOCIAL SECURITY ANALYSTS LTD | NOT INVESTMENT RELATED | 68 SOUTH SERVICE RD STE 100 MELVILLE NY 11747 | RSSA | SSA CERT ANALYSIS | START DATE:10/15/2021 | PROVIDE SOCIAL SECURITY ANALYSIS TO CLIENTS Aligned Benefits Group, Inc./No/14117 Jones Bridge Road, Upper Marlboro, MD, 20774/Health care insurance for individuals and businesses/Consultant/Agent/10.17.2016/2/0/None. Adding resources to our business. Hambleton Estates Civic Association, Inc / 0820-Present / Investment Related: No /Riva, MD 21140 / President / Community Property Mgt. / Hrs Work Monthly: 2 / Sec Trading Hrs: 0 / President shall preside at all meetings of the Board of Dir and shall have general and active management of all the business of the Association. President shall supervise and direct the Officers of Assoc., and shall see that their duties are performed. LEGACY SHIELD POSITION: associate NATURE: Estate Planning INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/26/2023 ADDRESS: 830 A1A North suite 13-139, Pointe Vedra Beach FL 32082, United States DESCRIPTION: I would like to offer their estate plan packages to include the Trusts. THE KING'S ADADEMY POSITION: Host Family NATURE: Private Christian School INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2023 ADDRESS: 8401 Belvedere Rd, West Palm Beach FL 33411, United States DESCRIPTION: We would like to host an international student at our home that attends The King's Academy. We will be responsible for caring for the 7th through 12th grade student and provide them a home in the U.S. while they attend The King's Academy.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Glenn Slawinski's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Glenn Slawinski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2019 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 2001 Palm Beach Lakes Blvd. Suite 414, West Palm Beach, FL 33409RIA
BD
CRD#: 16164
West Palm Beach, FL
Current
December 14, 2016 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 2001 Palm Beach Lakes Blvd. Suite 414, West Palm Beach, FL 33409RIA
BD
CRD#: 16164
West Palm Beach, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/30/2023)
IAR
Florida(9/1/2023)
RR
Maryland(2/17/2017)
IAR
Maryland(8/20/2019)
RR
New Jersey(7/3/2024)
IAR
New Jersey(7/5/2024)
IAR
North Carolina(7/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
