Katherine Jacobson
ALLIANCEBERNSTEIN L.P.
St. Louis Park, MN 55416
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CRD#: 6627803
Katherine JacobsonALLIANCEBERNSTEIN L.P.
Professional summary
Katherine Jacobson, CFP®, ChFC®, CLU®, who also goes by Katherine M Jacobson, Katherine Jacobson, Katie M Jacobson, Katie Jacobson, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in St. Louis Park, Minnesota and SANFORD C. BERNSTEIN & CO., LLC located in Minneapolis, Minnesota.
Katherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Katherine has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Aliases
Katherine M Jacobson | Katherine Jacobson | Katie M Jacobson | Katie Jacobson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Count: 6 1) Name: Women's Health Leadership Trust - INVEST. RELATED: No NATURE OF BUSINESS: The Women's Health Leadership TRUST is a dynamic network of women health care professionals seeking to nurture their growth with strategic networking, professional, & personal development & education opportunities. LEAD: cultivating leadership at every level through mentoring, sponsorship, & career development opportunities that prepare members to make bold, lasting impact: LEARN: advancing knowledge through education & industry insights that keep members informed, agile, & ahead of the curve. CONNECT: building strong, meaningful networks & fostering a sense of community through engagement, collaboration, & shared purpose. THRIVE: championing well-being, resilience, & workforce sustainability so members can succeed & sustain their impact over the long term. TRUST: is an inclusive, diverse, & collaborative network that advocates, inspires, & offers insights to women leadership in healthcare. VISION; Create new possibilities for all women in healthcare, well-being, & beyond. POSITION: Member DUTIES: Networking, attending events, available as a wealth wellness speaker, etc. 2) Name: University of Minnesota Athletics Department LINK Program - INVEST. RELATED: No NATURE OF BUSINESS: Under the Leadership & Administration programming from the Deputy Athletics Director, the LINK Program provides professional & personal development programming for the student athletes to best prepare them for life during & after athletics. POSITION: Mentor/Volunteer/Speaker DUTIES: Mentor for the Sophomore Summit events, the former Women Invested in Leadership & Learning (W.I.L.L.), speaker for various financial wellness programming, etc. All speaking engagements are predefined & preapproved by compliance before they happen. 3) Name: University of Minnesota - Alumni Association Lifetime Member - INVEST. RELATED: Yes NATURE OF BUSINESS: Life Membership is an exclusive opportunity that solidifies your relationship with the UMAA & deepens your connection with the U of M. It's a lifelong connection to a community that shares your passions, achievements, & aspirations. POSITION: Lifetime Member DUTIES: Attend networking events, list in the membership directory, be available for future opportunities (to be vetted by compliance at that time). 4) Name: Fixed Insurance & Variable Insurance - INVEST. RELATED: Yes NATURE OF BUSINESS: Vested or renewal compensation from past insurance business from previous positions held with Northwestern Mutual, Guardian, Principal, & any business placed through other brokered contracts while holding those past positions. I am no longer responsible for soliciting or servicing these policies, but I am entitled to compensation that remains. POSITION: Compensation Recipient DUTIES: Vested or renewal compensation, but 0 solicitation or servicing responsibilities. 5) Name: Bold Ventures LLC - INVEST. RELATED: Yes NATURE OF BUSINESS: *DORMANT BUSINESS but is on file with the State of MN* We teach physicians & attorneys about the interaction between money & the MD or JD contracts; assist financial advisors to go beyond the traditional advisor box; & advocate for women & people to thrive. - Recurring educator for hospital residency & HR programs - Featured guest on multiple national podcasts - Tenured speaker for Northwestern Mutual's National Training Program - Frequent guest speaker for Young Professionals of Minneapolis - Local advocate with TeamWomen, the Women's Health Leadership Trust, regional wealth management offices, & more POSITION: Owner/Founder DUTIES: None 6) BusinessName: American Swedish Institute - INVEST. RELATED: Yes NATURE OF BUSINESS: The American Swedish Institute is a museum, a cultural education center, a caf�, a destination store, a historic mansion, and more. POSITION: Exploratory Task Force Member DUTIES: Task force assembled to think through options related to the endowment. I will not vote on RFP's.
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Jacobson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
January 21, 2026 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 1601 Utica Avenue South, St. Louis Park, MN 55416RIA
CRD#: 108477
St. Louis Park, MN
Current
January 21, 2026 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 1601utica Ave. S Suite 1000, Minneapolis, MN 55416RIA
BD
CRD#: 104474
MINNEAPOLIS, MN
Past
August 23, 2024 - January 15, 2026
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
MINNETONKA, MN
Past
August 23, 2024 - January 15, 2026
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
MINNETONKA, MN
Past
November 27, 2023 - August 22, 2024
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
MINNETONKA, MN
Past
November 9, 2023 - August 22, 2024
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
MINNETONKA, MN
Past
May 17, 2016 - November 3, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(1/21/2026)
IAR
Minnesota(1/21/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/29/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)Loading...
Contact information
Main Address
501 Commerce Street, Nashville, TN 37203
Mailing Address
Phone number
(615) 622-0000
Established
Firm type
Fiscal year end
# of Employees
3,994
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2025 | ||
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
