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AM

Aletta Marsans

CRD#: 6627768
Some features on this profile are disabled
AM
Aletta Marsans

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Aletta Marsans, who also goes by Aletta Marsans, was a registered financial professional .

Aletta is a previously registered financial professional and started their career in finance in 2017. Aletta had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Aletta Marsans

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 9, 2024 - May 19, 2026

FIRST MANHATTAN CO. LLC

RIA
CRD#: 325281
NEW YORK, NY
Past

June 7, 2024 - May 19, 2026

FIRST MANHATTAN SECURITIES LLC

BD
CRD#: 1845
NEW YORK, NY
Past

May 4, 2022 - June 28, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
NEW YORK, NY
Past

April 29, 2022 - June 28, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
NEW YORK, NY
Past

November 19, 2020 - September 17, 2021

MORGAN STANLEY

RIA
CRD#: 149777
Washington, DC
Past

October 7, 2020 - September 17, 2021

MORGAN STANLEY

BD
CRD#: 149777
Washington, DC
Past

August 28, 2017 - September 25, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FIRST MANHATTAN CO. LLC
FIRST MANHATTAN CO. LLC

CRD#: 325281 / SEC#: 801-12411

RIA
Registered Investment Advisory firm - (1/13/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/18/2020
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/18/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/28/2017
General Securities Representative Examination

Current Firm

FM
FIRST MANHATTAN CO. LLC
FIRST MANHATTAN CO. LLC

CRD#: 325281 / SEC#: 801-12411

RIA
Registered Investment Advisory firm - (1/13/1977 Approved)
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Contact information

Main Address
399 Park Avenue, New York, NY 10022
Mailing Address
Phone number
(212) 756-3300
Established
Firm type
Fiscal year end
# of Employees
132

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRST MANHATTAN BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts5,722
AUM (Assets Under Management)$ 34,439,571,092

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/26/2025
Cover Page
Report
10/25/2024
Cover Page
Report
11/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST MANHATTAN CO. LLC

CRD#: 325281

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