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JC

John M. Crain

COHEN CAPITAL
Austin, TX
Some features on this profile are disabled
CRD#: 6627717
JC

Professional summary

John M Crain, who also goes by John Mcmahon Crain, is a registered financial advisor currently at COHEN CAPITAL located in Austin, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. John has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

John Mcmahon Crain

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John M Crain's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 16, 2026 - Present

COHEN CAPITAL

RIA
CRD#: 339112
Austin, TX
Past

November 8, 2023 - January 21, 2026

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
Austin, TX
Past

July 24, 2023 - January 21, 2026

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(1/16/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/6/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/22/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/18/2023
Securities Industry Essentials Examination

Current Firm

CC
COHEN CAPITAL
COHEN CAPITAL | COHEN CAPITAL LLC | COHEN CAPITAL ADVISORS, LLC

CRD#: 339112 / SEC#: 801-135124

RIA
Registered Investment Advisory firm - (1/9/2026 120-Day Approval)
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Contact information

Main Address
303 East Wacker Drive Suite 2103, Chicago, IL 60601
Mailing Address
Phone number
(312) 477-3155
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COHEN CAPITAL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (1/20/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COHEN CAPITAL

CRD#: 339112Austin, TX

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