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John M Crain

COHEN CAPITAL
Austin, TX
·CRD# 6627717·3 years experience

Professional Summary

John M Crain, who also goes by John Mcmahon Crain, is a registered financial advisor currently at COHEN CAPITAL located in Austin, Texas. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. John has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Mcmahon Crain

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

COHEN CAPITAL·CRD# 339112
RIA
Austin, TX
January 16, 2026 - Present
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
RIA
Austin, TX
November 8, 2023 - January 21, 2026
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
July 24, 2023 - January 21, 2026

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Current Firm

CC
COHEN CAPITAL

COHEN CAPITAL | COHEN CAPITAL LLC | COHEN CAPITAL ADVISORS, LLC

CRD#: 339112 / SEC#: 801-135124
RIA
Registered Investment Advisory firm - SEC (1/9/2026 Approved)

Contact Information

Main Address

303 East Wacker Drive Suite 2103, Chicago, IL 60601

Phone Number

(312) 477-3155

# of Employees

11

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COHEN CAPITAL FORM ADV WRAP FEE BROCHURE (5/4/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,478

AUM (Assets Under Management)

$1,100,714,851

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Name of Business: R. Lacy Services Incorporated Address: 222 E. Tyler , Longview, TX, 75601, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/31/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I personally have a minority ownership in some of the entities that collectively own R. Lacy Services, Inc.\nI stand to inherit 25% of my father's 33% ownership upon his passing. I currently own a small percentage of various entities that when combined with the rest of my family's holdings own a portion of R. Lacy Services, Inc. These entities are JMCrain Investments Ltd. and JMCrain Oil and Gas Ltd. \nParticipant in annual meeting for Operating Company and receive regular updates on operations.
(2) Name of Business: Sabine Investment Parterns, LLC. Address: 2408 Keating Ln., Austin, TX, 78703, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/31/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own 12.5% of Sabine Investment Parterns, LLC. A recently formed private investment company formed by the Crain Family Office, which created Sabine to help the 4th generation of the Crain Family office gain investment experience and to learn to work together. \nNot a voting member, but involved in discussions with my sister who is a voting member. Listen to updates tied to Sabine and invited to attend regular meetings though as a non voting member, my attendance is not required.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COHEN CAPITAL

COHEN CAPITAL | COHEN CAPITAL LLC | COHEN CAPITAL ADVISORS, LLC

CRD#: 339112 / SEC#: 801-135124
RIA
Registered Investment Advisory firm - SEC (1/9/2026 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(1/16/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2023About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2023About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view John M Crain's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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