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VN

Vinh Nguyen

Some features on this profile are disabled
CRD#: 6627606
VN

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Vinh Nguyen was a registered financial professional .

Vinh is a previously registered financial professional and started their career in finance in 2016. Vinh had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 5, 2017 - October 25, 2018

RYAN FINANCIAL ADVISORS INC

RIA
CRD#: 106834
ANDOVER, MA
Past

November 15, 2016 - November 14, 2017

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
WALTHAM, MA
Past

May 12, 2016 - November 14, 2017

NYLIFE SECURITIES LLC

BD
CRD#: 5167
WALTHAM, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/27/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/24/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/14/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 5/12/2016
Investment Company Products/Variable Contracts Representative Examination

Current Firm

RF
RYAN FINANCIAL ADVISORS INC
LSG INVESTMENT GROUP | RYAN FINANCIAL ADVISORS, INC. | RYAN FINANCIAL ADVISORS INC

CRD#: 106834 / SEC#: 801-43386

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Contact information

Main Address
89 Main Street, Andover, MA 01810
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

RYAN FINANCIAL ADVISORS FORM ADV BROCHURE (3/26/2020)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RYAN FINANCIAL ADVISORS INC

CRD#: 106834

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